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Lite Strategy, Inc. — Director's Dealing 2023
Sep 26, 2023
34267_dirs_2023-09-25_a491a1ef-4aa5-4678-8251-bd46b10fef46.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MEI Pharma, Inc. (MEIP)
CIK: 0001262104
Period of Report: 2023-09-22
Reporting Person: Funicular Funds, LP (10% Owner)
Reporting Person: Cable Car Capital LLC (10% Owner)
Reporting Person: Ma-Weaver Jacob (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-22 | Common Stock | P | 32040 | $6.8525 | Acquired | 460840 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-22 | Put Option (obligation to buy) | $7 | S | 6000 | Disposed | 2023-10-20 | Common Stock (600000) | Indirect |
Footnotes
F1: The securities were purchased and are held by Funicular Funds, LP (the "Fund"). Cable Car Capital LLC ("Cable Car"), as the General Partner of the Fund, and Jacob Ma-Weaver, as the Managing Member of Cable Car, may each be deemed the beneficial owner of the shares owned by the Fund. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.