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Lite Strategy, Inc. — Director's Dealing 2022
Jul 7, 2022
34267_dirs_2022-07-07_4e4009bf-53f9-4afa-95e2-9b7a8ae8f3bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MEI Pharma, Inc. (MEIP)
CIK: 0001262104
Period of Report: 2022-07-05
Reporting Person: GHALIE RICHARD G (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-05 | Common Stock | F | 8196 | $0.54 | Disposed | 28927 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-05 | Stock Option (Right to Buy) | $0.54 | A | 560000 | Acquired | 2032-07-05 | Common Stock (560000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.95 | 2031-07-01 | Common Stock (320000) | 320000 | Direct |
| Stock Option (Right to Buy) | $1.21 | 2026-03-07 | Common Stock (130000) | 130000 | Direct |
| Stock Option (Right to Buy) | $1.38 | 2026-07-14 | Common Stock (25000) | 25000 | Direct |
| Stock Option (Right to Buy) | $2.88 | 2027-07-07 | Common Stock (65000) | 65000 | Direct |
| Stock Option (Right to Buy) | $4.28 | 2028-07-12 | Common Stock (130000) | 130000 | Direct |
| Stock Option (Right to Buy) | $2.52 | 2029-07-01 | Common Stock (150000) | 150000 | Direct |
| Stock Option (Right to Buy) | $3.49 | 2030-07-02 | Common Stock (150000) | 150000 | Direct |
| Stock Option (Right to Buy) | $3.55 | 2031-05-03 | Common Stock (75000) | 75000 | Direct |
Footnotes
F1: Represents the number of shares withheld by and surrendered to the Issuer on July 5, 2022, to satisfy tax withholding obligations that arose in connection with the delivery of shares underlying restricted stock units.
F2: One-quarter of such options shall vest on July 5, 2023 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 5, 2023.
F3: One-quarter of such options vested on July 1, 2022, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 1, 2022.
F4: All options are currently exercisable.
F5: One-quarter of such options vested on July 12, 2019, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 12, 2019.
F6: One-quarter of such options vested on July 1, 2020, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 1, 2020.
F7: One-quarter of such options vested on July 2, 2021, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 2, 2021.
F8: One-quarter of such options vested on May 3, 2022, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on May 3, 2022.