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Lite Strategy, Inc. — Director's Dealing 2020
Jul 7, 2020
34267_dirs_2020-07-07_96575c2b-8627-4b17-8ae3-7487c51ab4a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MEI Pharma, Inc. (MEIP)
CIK: 0001262104
Period of Report: 2020-07-02
Reporting Person: GOLD DANIEL P PHD (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-02 | Common Stock | A | 80000 | $0.00 | Acquired | 441632 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-02 | Stock Option (Right to Buy) | $3.49 | A | 680000 | Acquired | 2030-07-02 | Common Stock (680000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.57 | 2025-07-28 | Common Stock (287500) | 287500 | Direct |
| Stock Option (Right to Buy) | $1.36 | 2026-07-29 | Common Stock (380000) | 380000 | Direct |
| Stock Option (Right to Buy) | $2.83 | 2027-07-06 | Common Stock (380000) | 380000 | Direct |
| Stock Option (Right to Buy) | $4.33 | 2028-06-22 | Common Stock (380000) | 380000 | Direct |
| Stock Option (Right to Buy) | $4.28 | 2028-07-12 | Common Stock (300000) | 300000 | Direct |
| Stock Option (Right to Buy) | $2.52 | 2029-07-01 | Common Stock (680000) | 680000 | Direct |
Footnotes
F1: Consists of a grant of restricted stock units, which shall vest on the one-year anniversary of the date of grant.
F2: One-quarter of such options shall vest on July 2, 2021 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 2, 2021.
F3: All of such options are presently exercisable.
F4: One-quarter of such options vested on July 29, 2017 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 29, 2017.
F5: One-quarter of such options vested on July 6, 2018 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 6, 2018.
F6: One-quarter of such options vested on June 22, 2019 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on June 22, 2019.
F7: One-quarter of such options vested on July 12, 2019 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 12, 2019.
F8: One-quarter of such options vested on July 1, 2020 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 1, 2020.