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LISATA THERAPEUTICS, INC. — Proxy Solicitation & Information Statement 2017
Apr 27, 2017
34931_rns_2017-04-27_aa583d43-4d44-43f6-af35-9491ff6695ca.zip
Proxy Solicitation & Information Statement
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DEFA14A 1 defa14apresentation042717.htm DEFA14A PRESENTATION 042717 html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Document created using Wdesk 1 Copyright 2017 Workiva Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
__
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
_______
Filed by the Registrant ☒ Filed by a party other than the Registrant ☐
Check the appropriate box:
☐ Preliminary Proxy Statement
☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
☐ Definitive Proxy Statement
☒ Definitive Additional Materials
☐ Soliciting Material Under § 240.14a-12
CALADRIUS BIOSCIENCES, INC.
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
☒ No fee required.
☐ Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
(1) Title of each class of securities to which transaction applies:
(2) Aggregate number of securities to which transaction applies:
(3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):
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☐ Fee paid previously with preliminary materials.
☐ Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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(7) Form, Schedule or Registration Statement No.:
(8) Filing party:
(9) Date Filed:
David J. Mazzo, PhD, President and Chief Executive Officer of Caladrius Biosciences, Inc. (“Caladrius”), is presenting the following presentation at the Alliance for Regenerative Medicine’s Cell & Gene Therapy Investor Day on April 27, 2017 in Boston, Massachusetts to provide an overview on Caladrius and its Interest Purchase Agreement, dated as of March 16, 2017, by and among Caladrius, PCT, LLC, a Caladrius Company, a majority owned subsidiary of Caladrius (“PCT”), and Hitachi Chemical Co. America, Ltd. (“Hitachi”).