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LISATA THERAPEUTICS, INC. — Director's Dealing 2018
Jun 21, 2018
34931_dirs_2018-06-21_91892b9d-8593-45a5-9139-3c6793c26951.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALADRIUS BIOSCIENCES, INC. (CLBS)
CIK: 0000320017
Period of Report: 2018-06-20
Reporting Person: Mazzo David J (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-20 | Common Stock | A | 33300 | $8.64 | Acquired | 125544 | Direct |
| 2018-06-20 | Common Stock | F | 16091 | $8.64 | Disposed | 109453 | Direct |
Footnotes
F1: Reflects 33,300 in performance rights, the criteria for which was satisfied on April 6, 2018 and which vested in full on June 20, 2018, when the shareholders voted to approve the new 2018 Equity Incentive Compensation Plan.
F2: Includes 24,975 shares of unvested restricted stock.