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LISATA THERAPEUTICS, INC. Director's Dealing 2018

Jun 21, 2018

34931_dirs_2018-06-21_03dc6aef-edec-470b-b64f-7e4f579930e3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALADRIUS BIOSCIENCES, INC. (CLBS)
CIK: 0000320017
Period of Report: 2018-06-20

Reporting Person: Talamo Joseph (SVP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-20 Common Stock A 13300 $8.64 Acquired 41617 Direct
2018-06-20 Common Stock F 6407 $8.64 Disposed 35210 Direct

Footnotes

F1: Reflects 13,300 in performance rights, the criteria for which was satisfied on April 6, 2018 and which vested in full on June 20, 2018, when the shareholders voted to approve the new 2018 Equity Incentive Compensation Plan.

F2: Includes 9,975 shares of unvested restricted stock.