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LISATA THERAPEUTICS, INC. — Director's Dealing 2016
Jan 27, 2016
34931_dirs_2016-01-27_02544208-b47d-402a-b335-b41b3953211e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Caladrius Biosciences, Inc. (CLBS)
CIK: 0000320017
Period of Report: 2016-01-25
Reporting Person: MYERS STEVEN S (Director, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-25 | Common Stock | A | 9000 | — | Acquired | 311931 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-25 | Options to Purchase Common Stock | $0.63 | A | 15000 | Acquired | 2026-01-25 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 84331 | Indirect |
| Common Stock | 8012 | Indirect |
| Common Stock | 19531 | Indirect |
Footnotes
F1: Represents 9,000 shares of restricted stock granted under the Issuer's 2015 Equity Compensation Plan. The shares restricted stock will all vest on January 25, 2017.
F2: Includes 9,000 shares of unvested restricted stock.
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