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LISATA THERAPEUTICS, INC. Director's Dealing 2016

Sep 30, 2016

34931_dirs_2016-09-30_6b064136-5d36-4b5a-90fa-226d6bd05460.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Caladrius Biosciences, Inc. (CLBS)
CIK: 0000320017
Period of Report: 2016-09-29

Reporting Person: Preti Robert A (Director, See Remarks)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-09-29 Stock Option $4.77 A 20894 Acquired 2026-09-29 Common Stock (20894) Direct

Footnotes

F1: These stock options were granted upon the Company's Compensation Committee approval on September 29, 2016, in consideration of the unpaid portion of the reporting person's discretionary 2015 target bonus.