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LISATA THERAPEUTICS, INC. Director's Dealing 2015

Jan 2, 2015

34931_dirs_2015-01-02_ce5ab287-873c-4df4-bad6-42fc5449a2a4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NeoStem, Inc. (NBS)
CIK: 0000320017
Period of Report: 2014-12-31

Reporting Person: Dickey Robert IV (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-31 Common Stock, $0.001 par value A 484 $3.2045 Acquired 12066 Direct

Footnotes

F1: Shares purchased pursuant to NeoStem, Inc.'s 2012 Employee Stock Purchase Plan for the period ended December 31, 2014.