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LISATA THERAPEUTICS, INC. — Director's Dealing 2015
May 21, 2015
34931_dirs_2015-05-21_4fa4c816-0150-47b4-8ad3-f8930613b390.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NeoStem, Inc. (NBS)
CIK: 0000320017
Period of Report: 2015-05-19
Reporting Person: Preti Robert A (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-19 | Common stock, $0.001 par value | A | 520 | — | Acquired | 190954 | Direct |
Footnotes
F1: Represents the Reporting Person's one third percentage of the contingent shares of common stock, par value $0.001 per share, of NeoStem, Inc. (the "Company"), which was issued in accordance with the terms of the Agreement and Plan of Merger, dated July 13, 2011, between the Company and Amorcyte, Inc. (the "Merger Agreement").
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