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LISATA THERAPEUTICS, INC. — Director's Dealing 2015
Dec 23, 2015
34931_dirs_2015-12-23_fafb2131-2b03-4f98-a296-853fb099789a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Caladrius Biosciences, Inc. (CLBS)
CIK: 0000320017
Period of Report: 2015-12-22
Reporting Person: Preti Robert A (Director, See Remarks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-22 | Stock Option (right to purchase) | $1.12 | A | 200000 | Acquired | 2025-12-21 | Common Stock, par value $0.001 per share (200000) | Direct |
Footnotes
F1: On December 22, 2015 (the "Grant Date"), the Reporting Person was granted an option under the Company's 2015 Equity Compensation Plan (the "Plan") to purchase shares of the Issuer's common stock, subject to all of the terms and conditions of the Plan. This option vests as follows: 50,000 shares on the Grant Date, with the remaining 150,000 shares vesting in even increments of 12,500 shares quarterly over a period of 36 months.