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LISATA THERAPEUTICS, INC. — Director's Dealing 2015
Dec 23, 2015
34931_dirs_2015-12-23_5bbb9b8c-81ce-491a-8ee0-a04e8402cb38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Caladrius Biosciences, Inc. (CLBS)
CIK: 0000320017
Period of Report: 2015-12-22
Reporting Person: MYERS STEVEN S (Director, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-22 | Common stock, par value $0.001 per share | A | 150000 | — | Acquired | 302931 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock, par value $0.001 per share | 84331 | Indirect |
| Common stock, par value $0.001 per share | 8012 | Indirect |
| Common stock, par value $0.001 per share | 19531 | Indirect |
Footnotes
F1: On December 22, 2015 (the "Grant Date"), the Reporting Person was granted an award of 150,000 shares of the Company's common stock (the "Shares"), subject to all of the terms and conditions of the Company's 2015 Equity Compensation Plan (the "Plan"). The Shares vest as to 50,000 shares upon the Grant Date and 25,000 shares per quarter on the last day of each quarter, commencing March 31, 2016, so long as he remains Chairman, until fully vested.
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