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LISATA THERAPEUTICS, INC. — Director's Dealing 2014
Jan 3, 2014
34931_dirs_2014-01-03_2746df73-df96-4448-9c8b-c7b4f3d8702d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NeoStem, Inc. (NBS)
CIK: 0000320017
Period of Report: 2014-01-02
Reporting Person: GREENACRE MARTYN D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-02 | Common stock, par value $0.001 per share | A | 14000 | — | Acquired | 64531 | Direct |
Footnotes
F1: On January 2, 2014 (the "Grant Date"), the Reporting Person was granted an award of 14,000 shares of the Issuer's common stock, $.001 par value, subject to all of the terms and conditions of the Issuer's 2009 Amended & Restated Equity Compensation Plan. The grant was made pursuant to the Issuer's Director Compensation Plan. This award was fully vested on the Grant Date.