LISATA THERAPEUTICS, INC. — Director's Dealing 2014

Jan 3, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NeoStem, Inc. (NBS)
CIK: 0000320017
Period of Report: 2014-01-02

Reporting Person: MYERS STEVEN S (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-01-02	Common stock, par value $0.001 per share	A	19000	—	Acquired	123931	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock, par value $0.001 per share	8012	Indirect
Common stock, par value $0.001 per share	19531	Indirect
Common stock, par value $0.001 per share	19531	Indirect

Footnotes

F1: On January 2, 2014 (the "Grant Date"), the Reporting Person was granted an award of 19,000 shares of the Issuer's common stock, $.001 par value, subject to all of the terms and conditions of the Issuer's 2009 Amended & Restated Equity Compensation Plan. The grant was made pursuant to the Issuer's Director Compensation Plan. This award was fully vested on the Grant Date.