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LISATA THERAPEUTICS, INC. — Director's Dealing 2014
Jul 3, 2014
34931_dirs_2014-07-03_e98c6345-c674-4107-a015-4b9936ae647b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NeoStem, Inc. (NBS)
CIK: 0000320017
Period of Report: 2014-07-03
Reporting Person: Pecora Andrew L (Director, Chief Visionary Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-03 | Common Stock, $0.001 par value | A | 553 | $6.47 | Acquired | 274225 | Direct |
Footnotes
F1: Shares purchased pursuant to NeoStem, Inc.'s 2012 Employee Stock Purchase Plan for the period ended June 30, 2014.