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LISATA THERAPEUTICS, INC. Director's Dealing 2013

Dec 5, 2013

34931_dirs_2013-12-05_f666ac94-3cf0-47aa-9030-4bb61e3025a8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NeoStem, Inc. (NBS)
CIK: 0000320017
Period of Report: 2013-12-03

Reporting Person: BERMAN RICHARD J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-03 Common stock, par value $0.001 per share D 1193 $6.29 Disposed 12218 Direct

Footnotes

F1: Shares were returned to NeoStem, Inc. (the "Company") in consideration for an office sublet by Mr. Berman at the Company's corporate headquarters.