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LISATA THERAPEUTICS, INC. — Director's Dealing 2013
Dec 5, 2013
34931_dirs_2013-12-05_f666ac94-3cf0-47aa-9030-4bb61e3025a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NeoStem, Inc. (NBS)
CIK: 0000320017
Period of Report: 2013-12-03
Reporting Person: BERMAN RICHARD J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-03 | Common stock, par value $0.001 per share | D | 1193 | $6.29 | Disposed | 12218 | Direct |
Footnotes
F1: Shares were returned to NeoStem, Inc. (the "Company") in consideration for an office sublet by Mr. Berman at the Company's corporate headquarters.
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