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LISATA THERAPEUTICS, INC. — Director's Dealing 2012
Jan 6, 2012
34931_dirs_2012-01-06_e23d22fe-b741-4b95-a5ae-303dcf8de80d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NeoStem, Inc. (NBS)
CIK: 0000320017
Period of Report: 2012-01-04
Reporting Person: Kolbert Jason (See Remarks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-04 | Stock Options (Right to Buy) | $.52 | A | 125000 | Acquired | 2022-01-03 | Common Stock, par value $0.001 per share (125000) | Direct |
Footnotes
F1: On January 4, 2012 (the "Grant Date"), the Reporting Person was granted an option to purchase 125,000 shares of common stock of MeoStem, Inc. (the "Company"), subject to all of the terms and conditions of the Company's 2009 Equity Compensation Plan. This option vested as to one-third of the shares on the Grant Date, and is scheduled to vest as to one-third of the shares on each of January 4, 2013 and January 4, 2014.
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