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LISATA THERAPEUTICS, INC. — Director's Dealing 2011
Mar 2, 2011
34931_dirs_2011-03-02_4e54de8f-dd49-4e0e-9b1a-70990acaca5b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NeoStem, Inc. (NBS)
CIK: 0000320017
Period of Report: 2011-02-28
Reporting Person: Smith Robin L (Director, Chairman of the Board and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-28 | Common Stock, $0.001 par value | P | 6136 | $1.28 | Acquired | 978819 | Direct |
Footnotes
F1: Due to restrictions on Dr. Smith in purchasing common stock of NeoStem, Inc. (the "Company") in the open market and in
response to her desire to increase her ownership in the Company, on February 18, 2011, the Board of Directors approved her
request to receive her net salary for the period February 16, 2011 through May 15, 2011 through the issuance to her by the
Company of shares of its common stock at the then market price.
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