AI assistant
Sending…
LISATA THERAPEUTICS, INC. — Director's Dealing 2011
Mar 4, 2011
34931_dirs_2011-03-04_c6ef99dd-29d5-4aff-b242-5692d1f305f2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NeoStem, Inc. (NBS)
CIK: 0000320017
Period of Report: 2011-03-03
Reporting Person: Pecora Andrew L (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-03 | Common Stock, par value $0.001 per share | P | 78125 | $1.28 | Acquired | 1922652 | Direct |
Footnotes
F1: The reporting person participated in a private placement of NeoStem, Inc. (the "Company") common stock due to restrictions on
his purchasing the Company's common stock in the open market and in response to his desire to increase his ownership in the
Company. The shares of common stock were purchased at the then market price of the common stock of the Company under a
subscription agreement entered into on February 25, 2011.
More from LISATA THERAPEUTICS, INC.
Merger & Acquisition
2026
Jun 1
Regulatory Filings
2026
Jun 1
Merger & Acquisition
2026
May 29
Regulatory Filings
2026
May 29
Interim / Quarterly Report
2026
May 11
Regulatory Filings
2026
May 4
Regulatory Filings
2026
May 4
Annual Report
2026
Apr 28
Regulatory Filings
2026
Apr 15
Regulatory Filings
2026
Apr 15