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LISATA THERAPEUTICS, INC. — Director's Dealing 2011
Apr 6, 2011
34931_dirs_2011-04-06_6a81ebd2-b595-41aa-a39f-ba4b2abafd35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NeoStem, Inc. (NBS)
CIK: 0000320017
Period of Report: 2011-04-04
Reporting Person: May Larry Alan (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-04 | Stock Options (right to buy) | $1.74 | A | 350000 | Acquired | 2021-04-03 | Common Stock, par value $0.001 per share (350000) | Direct |
Footnotes
F1: On April 4, 2011, Mr. May was granted a stock option to purchase 350,000 shares of Common Stock under the Company's 2009 Equity Compensation Plan (the "2009 Plan"). Options as to 175,000 shares vested on the date of the grant and options as to the remaining 175,000 shares will vest on April 4, 2012. The option is subject to all the terms and conditions of the 2009 Plan.
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