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LISATA THERAPEUTICS, INC. — Director's Dealing 2011
May 3, 2011
34931_dirs_2011-05-03_bd596249-c6e0-4afa-8f3b-ed075b774451.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NeoStem, Inc. (NBS)
CIK: 0000320017
Period of Report: 2011-04-15
Reporting Person: Smith Robin L (Director, Chairman of Board and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-15 | Common Stock, $0.001 par value | A | 4206 | $1.99 | Acquired | 992997 | Direct |
| 2011-04-29 | Common Stock, $0.001 par value | A | 3967 | $1.98 | Acquired | 996964 | Direct |
Footnotes
F1: On February 18, 2011, the Board of Directors approved an arrangement whereby Dr. Smith will receive her net salary for the
period February 16, 2011 through May 15, 2011 through the issuance to her by the Company of shares of its common stock at
the then market price, under and subject to all the terms and conditions of the Company's 2009 Equity Compensation Plan (the
"2009 Plan").
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