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LIQUIDITY SERVICES INC — Director's Dealing 2021
Jan 8, 2021
32353_dirs_2021-01-08_74fa907b-3a76-4db0-b080-cac303d933d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2021-01-07
Reporting Person: Mateus-Tique Jaime (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-07 | Common Stock | M | 15012 | $14.30 | Acquired | 172897 | Direct |
| 2021-01-07 | Common Stock | F | 13154 | $16.32 | Disposed | 159743 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-07 | Stock Option | $14.3 | M | 15012 | Disposed | 2021-02-01 | Common Stock (15012.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 468262 | Indirect |
| Common Stock | 163208 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $6.29 | 2026-02-01 | Common Stock (79082.0) | 79082 | Direct |
| Stock Option | $21.53 | 2024-02-01 | Common Stock (20061.0) | 20061 | Direct |
| Stock Option | $40.11 | 2023-02-01 | Common Stock (5954.0) | 5954 | Direct |
| Stock Option | $42.31 | 2022-02-01 | Common Stock (5328.0) | 5328 | Direct |
| Employee Stock Option | $11.77 | 2020-02-01 | Common Stock (18612.0) | 0 | Direct |
| Restricted Stock Grant | $ | Common Stock (18797.0) | 18797 | Direct |
Footnotes
F1: The reporting person surrendered 13,154 shares with a market value of $214,673.28 to the Issuer to pay the purchase price of the shares.
F2: These options became fully vested on February 1, 2017.
F3: These options became fully vested on February 1, 2015.
F4: These options became fully vested on February 1, 2014.
F5: These options became fully vested on February 1, 2013.
F6: These options became fully vested on February 1, 2012.
F7: These options became fully vested on February 1, 2020.
F8: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F9: These restricted shares became fully vested on February 1, 2020.
F10: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2021.