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LIQUIDITY SERVICES INC Director's Dealing 2021

Jan 8, 2021

32353_dirs_2021-01-08_74fa907b-3a76-4db0-b080-cac303d933d4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2021-01-07

Reporting Person: Mateus-Tique Jaime (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-07 Common Stock M 15012 $14.30 Acquired 172897 Direct
2021-01-07 Common Stock F 13154 $16.32 Disposed 159743 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-07 Stock Option $14.3 M 15012 Disposed 2021-02-01 Common Stock (15012.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 468262 Indirect
Common Stock 163208 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $6.29 2026-02-01 Common Stock (79082.0) 79082 Direct
Stock Option $21.53 2024-02-01 Common Stock (20061.0) 20061 Direct
Stock Option $40.11 2023-02-01 Common Stock (5954.0) 5954 Direct
Stock Option $42.31 2022-02-01 Common Stock (5328.0) 5328 Direct
Employee Stock Option $11.77 2020-02-01 Common Stock (18612.0) 0 Direct
Restricted Stock Grant $ Common Stock (18797.0) 18797 Direct

Footnotes

F1: The reporting person surrendered 13,154 shares with a market value of $214,673.28 to the Issuer to pay the purchase price of the shares.

F2: These options became fully vested on February 1, 2017.

F3: These options became fully vested on February 1, 2015.

F4: These options became fully vested on February 1, 2014.

F5: These options became fully vested on February 1, 2013.

F6: These options became fully vested on February 1, 2012.

F7: These options became fully vested on February 1, 2020.

F8: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F9: These restricted shares became fully vested on February 1, 2020.

F10: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2021.