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LIQUIDITY SERVICES INC Director's Dealing 2021

Feb 3, 2021

32353_dirs_2021-02-03_6cd5abd5-4966-440b-a492-761e6ecccaec.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2021-02-01

Reporting Person: GROSS PATRICK W (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-01 Common Stock M 19502 Acquired 88141 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-01 Restricted Stock Grant $ M 19502 Disposed 2021-02-01 Common Stock (19502.0) Direct
2021-02-01 Restricted Stock Grant $ A 3346 Acquired 2022-02-01 Common Stock (3346.0) Direct
2021-02-01 Stock Option $21.48 A 7451 Acquired 2031-02-01 Common Stock (7451.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $14.3 2021-02-01 Common Stock (15012.0) 15012 Direct
Stock Option $42.31 2022-02-01 Common Stock (5328.0) 5328 Direct
Stock Option $40.11 2023-02-01 Common Stock (5954.0) 5954 Direct
Stock Option $21.53 2024-02-01 Common Stock (20061.0) 20061 Direct
Stock Option $9.84 2025-02-01 Common Stock (39103.0) 39103 Direct
Stock Option $6.29 2026-02-01 Common Stock (84896.0) 84896 Direct
Stock Option $5.32 2030-02-01 Common Stock (20939.0) 20939 Direct

Footnotes

F1: Represents the vesting of restricted stock units.

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3: These restricted stock units fully vested on February 1, 2021.

F4: These restricted stock units vest on February 1, 2022.