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LIQUIDITY SERVICES INC Director's Dealing 2021

Feb 19, 2021

32353_dirs_2021-02-19_8a40dd9d-e382-41e6-b010-60c441a61c5b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2021-02-17

Reporting Person: ELLIS GEORGE H (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-17 Common Stock S 5181 $19.25 Disposed 27614 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1160 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $42.31 2022-02-01 Common Stock (5328.0) 5328 Direct
Stock Option $40.11 2023-02-01 Common Stock (5954.0) 5954 Direct
Stock Option $21.53 2024-02-01 Common Stock (13144.0) 13144 Direct
Stock Option $6.29 2026-02-01 Common Stock (44192.0) 44192 Direct
Restricted Stock Grant $ 2022-02-01 Common Stock (4655.0) 4655 Direct

Footnotes

F1: George H. Ellis Individual Retirement Account with Northern Trust Company as Trustee.

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3: These restricted stock units vest on February 1, 2022.