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LIQUIDITY SERVICES INC — Director's Dealing 2021
Feb 19, 2021
32353_dirs_2021-02-19_8a40dd9d-e382-41e6-b010-60c441a61c5b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2021-02-17
Reporting Person: ELLIS GEORGE H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-17 | Common Stock | S | 5181 | $19.25 | Disposed | 27614 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1160 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $42.31 | 2022-02-01 | Common Stock (5328.0) | 5328 | Direct |
| Stock Option | $40.11 | 2023-02-01 | Common Stock (5954.0) | 5954 | Direct |
| Stock Option | $21.53 | 2024-02-01 | Common Stock (13144.0) | 13144 | Direct |
| Stock Option | $6.29 | 2026-02-01 | Common Stock (44192.0) | 44192 | Direct |
| Restricted Stock Grant | $ | 2022-02-01 | Common Stock (4655.0) | 4655 | Direct |
Footnotes
F1: George H. Ellis Individual Retirement Account with Northern Trust Company as Trustee.
F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F3: These restricted stock units vest on February 1, 2022.
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