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LIQUIDITY SERVICES INC — Director's Dealing 2021
May 13, 2021
32353_dirs_2021-05-13_86649d57-e5e3-4e44-bc77-57e33281455e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2021-05-12
Reporting Person: Mateus-Tique Jaime (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Common Stock | M | 61188 | $6.29 | Acquired | 239728 | Direct |
| 2021-05-12 | Common Stock | S | 58000 | $27.87 | Disposed | 181728 | Direct |
| 2021-05-12 | Common Stock | G | 30000 | — | Disposed | 151728 | Direct |
| 2021-05-13 | Common Stock | S | 3188 | $25.79 | Disposed | 148540 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-12 | Stock Option | $6.29 | M | 79082 | Disposed | 2026-02-01 | Common Stock (79082.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 468262 | Indirect |
| Common Stock | 163208 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $42.31 | 2022-02-01 | Common Stock (5328.0) | 5328 | Direct |
| Stock Option | $40.11 | 2023-02-01 | Common Stock (5954.0) | 5954 | Direct |
| Stock Option | $21.53 | 2024-02-01 | Common Stock (20061.0) | 20061 | Direct |
| Restricted Stock Grant | $ | 2022-02-01 | Common Stock (4655.0) | 4655 | Direct |
Footnotes
F1: The reporting person exercised 79,082 stock options on a share withhold basis. 17,894 shares were withheld to cover the cost of the options resulting in the net amount 61,188 acquired.
F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F3: These restricted stock units vest on February 1, 2022.
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