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LIQUIDITY SERVICES INC Director's Dealing 2021

May 13, 2021

32353_dirs_2021-05-13_86649d57-e5e3-4e44-bc77-57e33281455e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2021-05-12

Reporting Person: Mateus-Tique Jaime (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-12 Common Stock M 61188 $6.29 Acquired 239728 Direct
2021-05-12 Common Stock S 58000 $27.87 Disposed 181728 Direct
2021-05-12 Common Stock G 30000 Disposed 151728 Direct
2021-05-13 Common Stock S 3188 $25.79 Disposed 148540 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-12 Stock Option $6.29 M 79082 Disposed 2026-02-01 Common Stock (79082.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 468262 Indirect
Common Stock 163208 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $42.31 2022-02-01 Common Stock (5328.0) 5328 Direct
Stock Option $40.11 2023-02-01 Common Stock (5954.0) 5954 Direct
Stock Option $21.53 2024-02-01 Common Stock (20061.0) 20061 Direct
Restricted Stock Grant $ 2022-02-01 Common Stock (4655.0) 4655 Direct

Footnotes

F1: The reporting person exercised 79,082 stock options on a share withhold basis. 17,894 shares were withheld to cover the cost of the options resulting in the net amount 61,188 acquired.

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3: These restricted stock units vest on February 1, 2022.