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LIQUIDITY SERVICES INC — Director's Dealing 2018
Feb 5, 2018
32353_dirs_2018-02-05_a210271d-562b-4d09-9752-dd6d535d245f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2018-02-01
Reporting Person: Mateus-Tique Jaime (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-01 | Common Stock | J | 9744 | $6.50 | Acquired | 73453 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-01 | Restricted Stock Grant | $6.5 | A | 14615 | Acquired | 2028-02-01 | Common Stock (14615.0) | Direct |
| 2018-02-01 | Restricted Stock Grant | $9.75 | J | 9744 | Disposed | 2027-02-01 | Common Stock (9744.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 468262 | Indirect |
| Common Stock | 163208 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $6.29 | 2026-02-01 | Common Stock (79082.0) | 79082 | Direct |
| Employee Stock Option | $21.53 | 2024-02-01 | Common Stock (20061.0) | 20061 | Direct |
| Employee Stock Option | $40.11 | 2023-02-01 | Common Stock (5954.0) | 5954 | Direct |
| Employee Stock Option | $42.31 | 2022-02-01 | Common Stock (5328.0) | 5328 | Direct |
| Employee Stock Option | $14.3 | 2021-02-01 | Common Stock (15012.0) | 15012 | Direct |
| Employee Stock Option | $11.77 | 2020-02-01 | Common Stock (18612.0) | 18612 | Direct |
| Employee Stock Option | $12.02 | 2017-10-01 | Common Stock (76000.0) | 0 | Direct |
| Employee Stock Option | $17.63 | 2016-09-21 | Common Stock (47500.0) | 0 | Direct |
Footnotes
F1: Represents the vesting of restricted stock.
F2: These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2019.
F3: These restricted shares became fully vested on February 1, 2018.
F4: These options became fully vested on February 1, 2017.
F5: These options became fully vested on February 1, 2015.
F6: These options became fully vested on February 1, 2014.
F7: These options became fully vested on February 1, 2013.
F8: These options became fully vested on February 1, 2012.
F9: These options became fully vested on February 1, 2011.
F10: These options expired on October 1, 2017 without being exercised.
F11: These options expired on September 21, 2016 without being exercised.