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LIQUIDITY SERVICES INC — Director's Dealing 2017
Feb 4, 2017
32353_dirs_2017-02-03_03c00b92-0ced-4333-961f-9140b103bc8c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2017-02-01
Reporting Person: GROSS PATRICK W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-01 | Common Stock | J | 6041 | $9.75 | Acquired | 13466 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-01 | Restricted Stock Grant | $6.29 | J | 6041 | Disposed | 2026-02-01 | Common Stock (6041) | Direct |
| 2017-02-01 | Restricted Stock Grant | $9.75 | A | 15128 | Acquired | 2027-02-01 | Common Stock (15128) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $12.89 | 2016-04-03 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option | $14.75 | 2016-10-02 | Common Stock (11271) | 11271 | Direct |
| Employee Stock Option | $11.19 | 2017-10-01 | Common Stock (10272) | 10272 | Direct |
| Employee Stock Option | $11.66 | 2018-06-03 | Common Stock (4457) | 4457 | Direct |
| Employee Stock Option | $8.55 | 2019-04-28 | Common Stock (21086) | 21086 | Direct |
| Employee Stock Option | $10.70 | 2020-02-01 | Common Stock (18612) | 18612 | Direct |
| Employee Stock Option | $14.30 | 2021-02-01 | Common Stock (15012) | 15012 | Direct |
| Employee Stock Option | $42.31 | 2022-02-01 | Common Stock (5328) | 5328 | Direct |
| Employee Stock Option | $40.11 | 2023-02-01 | Common Stock (5954) | 5954 | Direct |
| Employee Stock Option | $21.53 | 2024-02-01 | Common Stock (20061) | 20061 | Direct |
| Employee Stock Option | $9.84 | 2025-02-01 | Common Stock (39103) | 39103 | Direct |
| Employee Stock Option | $6.29 | 2026-02-01 | Common Stock (84896) | 84896 | Direct |
Footnotes
F1: These options became fully vested on April 3, 2008.
F2: These options became fully vested on October 2, 2007.
F3: These options became fully vested on October 1, 2008.
F4: These options became fully vested on June 3, 2009.
F5: These options became fully vested on February 18, 2010.
F6: These options became fully vested on February 1, 2011.
F7: These options became fully vested on February 1, 2012.
F8: These options became fully vested on February 1, 2013.
F9: These options became fully vested on February 1, 2014.
F10: These options became fully vested on February 1, 2015.
F11: These options became fully vested on February 1, 2016.
F12: These options became fully vested on February 1, 2017.
F13: These restricted shares became fully vested on February 1, 2017.
F14: These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2018.
F15: Represents the vesting of restricted stock