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LIQUIDITY SERVICES INC — Director's Dealing 2017
Feb 4, 2017
32353_dirs_2017-02-03_f872698f-5997-449a-bdb7-c17b8c312861.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2017-02-01
Reporting Person: Mateus-Tique Jaime (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-01 | Common Stock | J | 6041 | $9.75 | Acquired | 63709 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-01 | Restricted Stock Grant | $9.75 | A | 9744 | Acquired | 2027-02-01 | Common Stock (9744) | Direct |
| 2017-02-01 | Restricted Stock Grant | $6.29 | J | 6041 | Disposed | 2026-02-01 | Common Stock (6041) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 468262 | Indirect |
| Common Stock | 163208 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $6.29 | 2026-02-01 | Common Stock (79082) | 79082 | Direct |
| Employee Stock Option | $21.53 | 2024-02-01 | Common Stock (20061) | 20061 | Direct |
| Employee Stock Option | $40.11 | 2023-02-01 | Common Stock (5954) | 5954 | Direct |
| Employee Stock Option | $42.31 | 2022-02-01 | Common Stock (5328) | 5328 | Direct |
| Employee Stock Option | $14.30 | 2021-02-01 | Common Stock (15012) | 15012 | Direct |
| Employee Stock Option | $11.77 | 2020-02-01 | Common Stock (18612) | 18612 | Direct |
| Employee Stock Option | $12.02 | 2017-10-01 | Common Stock (76000) | 76000 | Direct |
| Employee Stock Option | $17.63 | 2016-09-21 | Common Stock (47500) | 0 | Direct |
Footnotes
F1: These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2018.
F2: These options became fully vested on February 1, 2017.
F3: These restricted shares became fully vested on February 1, 2017.
F4: These options became fully vested on February 1, 2015.
F5: These options became fully vested on February 1, 2014.
F6: These options became fully vested on February 1, 2013.
F7: These options became fully vested on February 1, 2012.
F8: These options became fully vested on February 1, 2011.
F9: These options became fully vested on October 1, 2012.
F10: These options expired on September 21, 2016 without being exercised.
F11: Represents the vesting of restricted stock