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LIQUIDITY SERVICES INC — Director's Dealing 2017
Aug 4, 2017
32353_dirs_2017-08-04_9c5e1660-09f5-4494-9753-84a50fb9674e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2017-08-01
Reporting Person: Gravley Roger (Operating President, GovDeals)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $9.05 | 2019-10-01 | Common Stock (1801.0) | Direct | |
| Employee Stock Grant | $15.47 | 2020-10-01 | Common Stock (1106.0) | Direct | |
| Employee Stock Option | $15.47 | 2020-10-01 | Common Stock (2292.0) | Direct | |
| Employee Stock Option | $31.37 | 2021-10-01 | Common Stock (2857.0) | Direct | |
| Employee Stock Grant | $21.99 | 2023-10-01 | Common Stock (416.0) | Direct | |
| Employee Stock Option | $21.99 | 2023-10-01 | Common Stock (3519.0) | Direct | |
| Employee Stock Grant | $21.99 | 2023-11-27 | Common Stock (499.0) | Direct | |
| Employee Stock Option | $21.99 | 2023-11-27 | Common Stock (3519.0) | Direct | |
| Employee Stock Option | $10.41 | 2024-10-01 | Common Stock (7338.0) | Direct | |
| Employee Stock Grant | $10.41 | 2024-10-01 | Common Stock (12218.0) | Direct | |
| Employee Stock Grant | $12.57 | 2024-10-27 | Common Stock (6250.0) | Direct | |
| Employee Stock Option | $6.63 | 2025-10-01 | Common Stock (11430.0) | Direct | |
| Employee Stock Grant | $6.63 | 2025-10-01 | Common Stock (15638.0) | Direct | |
| Employee Stock Option | $5.11 | 2025-10-01 | Common Stock (2858.0) | Direct | |
| Employee Stock Grant | $5.11 | 2025-10-01 | Common Stock (5213.0) | Direct | |
| Employee Stock Grant | $8.3 | 2026-10-01 | Common Stock (8250.0) | Direct | |
| Employee Stock Option | $8.3 | 2026-10-01 | Common Stock (4900.0) | Direct | |
| Employee Stock Grant | $8.3 | 2026-10-01 | Common Stock (8250.0) | Direct | |
| Employee Stock Option | $8.3 | 2026-10-01 | Common Stock (4900.0) | Direct |
Footnotes
F1: These options became fully vested on October 1, 2013.
F2: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F3: These options became fully vested on October 1, 2014.
F4: These options became fully vested on October 1, 2015.
F5: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F6: Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
F7: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F8: Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
F9: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.
F10: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F11: Twenty-five percent of this option grant vested on October 1, 2016 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
F12: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F13: Twenty-five percent of this restricted stock grant will vest on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020.
F14: 18/48th of this option grant will vest on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months.