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LIQUIDITY SERVICES INC — Director's Dealing 2016
Feb 4, 2016
32353_dirs_2016-02-03_a9e3756a-58c6-4513-b62c-03895d46c78e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2016-02-01
Reporting Person: Mateus-Tique Jaime (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-01 | Employee Stock Option | $6.29 | A | 79082 | Acquired | 2026-02-01 | Common Stock (79082) | Direct |
| 2016-02-01 | Restricted Stock Grant | $6.29 | A | 6041 | Acquired | 2026-02-01 | Common Stock (6041) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 57668 | Direct |
| Common Stock | 468262 | Indirect |
| Common Stock | 163208 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $21.53 | 2024-02-01 | Common Stock (20061) | 20061 | Direct |
| Employee Stock Option | $40.11 | 2023-02-01 | Common Stock (5954) | 5954 | Direct |
| Employee Stock Option | $42.31 | 2022-02-01 | Common Stock (5328) | 5328 | Direct |
| Employee Stock Option | $14.30 | 2021-02-01 | Common Stock (15012) | 15012 | Direct |
| Employee Stock Option | $11.77 | 2020-02-01 | Common Stock (18612) | 18612 | Direct |
| Employee Stock Option | $12.02 | 2017-10-01 | Common Stock (76000) | 76000 | Direct |
| Employee Stock Option | $17.63 | 2016-09-21 | Common Stock (47500) | 47500 | Direct |
Footnotes
F1: These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2017.
F2: These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2017.
F3: These options became fully vested on February 1, 2015.
F4: These options became fully vested on February 1, 2014.
F5: These options became fully vested on February 1, 2013.
F6: These options became fully vested on February 1, 2012.
F7: These options became fully vested on February 1, 2011.
F8: These options became fully vested on October 1, 2012.
F9: These options became fully vested on September 21, 2010.