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LIQUIDITY SERVICES INC Director's Dealing 2015

Oct 3, 2015

32353_dirs_2015-10-02_14f27999-d307-4a0d-9c7d-d2b42619945e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2015-10-02

Reporting Person: DOMINO KATHRYN ANN (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-10-02 Common Stock S 5042 $7.23 Disposed 13637 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option $13.48 2017-10-05 Common Stock (4757) 4757 Direct
Employee Stock Option $7.48 2018-12-29 Common Stock (5417) 5417 Direct
Employee Stock Option $9.05 2019-12-01 Common Stock (5626) 5626 Direct
Employee Stock Grant $15.47 2020-11-30 Common Stock (2765) 2765 Direct
Employee Stock Grant $15.47 2020-11-30 Common Stock (3802) 3802 Direct
Employee Stock Option $15.47 2020-11-30 Common Stock (1198) 1198 Direct
Employee Stock Option $31.37 2021-11-22 Common Stock (4560) 4560 Direct
Employee Stock Option $31.37 2021-11-22 Common Stock (750) 750 Direct
Employee Stock Grant $38.09 2022-11-16 Common Stock (506) 506 Direct
Employee Stock Grant $21.99 2023-11-27 Common Stock (1750) 1750 Direct
Employee Stock Grant $21.99 2023-11-27 Common Stock (3500) 3500 Direct
Employee Stock Option $21.99 2023-11-27 Common Stock (3519) 3519 Direct
Employee Stock Option $21.99 2023-11-27 Common Stock (3519) 3519 Direct
Employee Stock Grant $18.00 2024-04-17 Common Stock (3000) 3000 Direct
Employee Stock Grant $18.00 2024-04-17 Common Stock (4000) 4000 Direct
Employee Stock Grant $9.35 2024-10-01 Common Stock (8684) 8684 Direct
Employee Stock Option $9.35 2024-10-01 Common Stock (6752) 6752 Direct

Footnotes

F1: These options became fully vested on October 1, 2011.

F2: These options became fully vested on October 1, 2012.

F3: These options became fully vested on October 1, 2013.

F4: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

F5: These options became fully vested on October 1, 2014.

F6: These options became fully vested on December 1, 2011.

F7: These options became fully vested on October 1, 2015.

F8: These options became fully vested on December 1, 2012.

F9: Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

F10: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

F11: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

F12: Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.

F13: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

F14: Twenty-five percent of this restricted stock grant vested on April 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on April 1 of each year for three years.

F15: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

F16: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

F17: Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.