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LIQUIDITY SERVICES INC — Director's Dealing 2015
Oct 3, 2015
32353_dirs_2015-10-02_14f27999-d307-4a0d-9c7d-d2b42619945e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2015-10-02
Reporting Person: DOMINO KATHRYN ANN (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-02 | Common Stock | S | 5042 | $7.23 | Disposed | 13637 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $13.48 | 2017-10-05 | Common Stock (4757) | 4757 | Direct |
| Employee Stock Option | $7.48 | 2018-12-29 | Common Stock (5417) | 5417 | Direct |
| Employee Stock Option | $9.05 | 2019-12-01 | Common Stock (5626) | 5626 | Direct |
| Employee Stock Grant | $15.47 | 2020-11-30 | Common Stock (2765) | 2765 | Direct |
| Employee Stock Grant | $15.47 | 2020-11-30 | Common Stock (3802) | 3802 | Direct |
| Employee Stock Option | $15.47 | 2020-11-30 | Common Stock (1198) | 1198 | Direct |
| Employee Stock Option | $31.37 | 2021-11-22 | Common Stock (4560) | 4560 | Direct |
| Employee Stock Option | $31.37 | 2021-11-22 | Common Stock (750) | 750 | Direct |
| Employee Stock Grant | $38.09 | 2022-11-16 | Common Stock (506) | 506 | Direct |
| Employee Stock Grant | $21.99 | 2023-11-27 | Common Stock (1750) | 1750 | Direct |
| Employee Stock Grant | $21.99 | 2023-11-27 | Common Stock (3500) | 3500 | Direct |
| Employee Stock Option | $21.99 | 2023-11-27 | Common Stock (3519) | 3519 | Direct |
| Employee Stock Option | $21.99 | 2023-11-27 | Common Stock (3519) | 3519 | Direct |
| Employee Stock Grant | $18.00 | 2024-04-17 | Common Stock (3000) | 3000 | Direct |
| Employee Stock Grant | $18.00 | 2024-04-17 | Common Stock (4000) | 4000 | Direct |
| Employee Stock Grant | $9.35 | 2024-10-01 | Common Stock (8684) | 8684 | Direct |
| Employee Stock Option | $9.35 | 2024-10-01 | Common Stock (6752) | 6752 | Direct |
Footnotes
F1: These options became fully vested on October 1, 2011.
F2: These options became fully vested on October 1, 2012.
F3: These options became fully vested on October 1, 2013.
F4: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F5: These options became fully vested on October 1, 2014.
F6: These options became fully vested on December 1, 2011.
F7: These options became fully vested on October 1, 2015.
F8: These options became fully vested on December 1, 2012.
F9: Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F10: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F11: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F12: Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
F13: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F14: Twenty-five percent of this restricted stock grant vested on April 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on April 1 of each year for three years.
F15: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F16: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F17: Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.