AI assistant
LIQUIDITY SERVICES INC — Director's Dealing 2014
Feb 14, 2014
32353_dirs_2014-02-14_81d7d1c5-ab04-4995-960e-761773e7f1c2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2014-02-05
Reporting Person: DOMINO KATHRYN ANN (Chief Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2160 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $13.48 | 2017-10-05 | Common Stock (4757) | Direct | |
| Employee Stock Option | $7.48 | 2018-12-29 | Common Stock (5417) | Direct | |
| Employee Stock Option | $9.05 | 2019-12-01 | Common Stock (5626) | Direct | |
| Employee Stock Grant | $15.47 | 2020-11-30 | Common Stock (1000) | Direct | |
| Employee Stock Grant | $15.47 | 2020-11-30 | Common Stock (2765) | Direct | |
| Employee Stock Option | $15.47 | 2020-11-30 | Common Stock (3802) | Direct | |
| Employee Stock Option | $15.47 | 2020-11-30 | Common Stock (1198) | Direct | |
| Employee Stock Grant | $31.37 | 2021-10-01 | Common Stock (1533) | Direct | |
| Employee Stock Option | $31.37 | 2021-11-22 | Common Stock (4560) | Direct | |
| Employee Stock Option | $31.37 | 2021-11-22 | Common Stock (750) | Direct | |
| Employee Stock Grant | $38.09 | 2022-11-16 | Common Stock (1518) | Direct | |
| Employee Stock Grant | $38.09 | 2022-11-16 | Common Stock (2024) | Direct | |
| Employee Stock Grant | $21.99 | 2023-11-27 | Common Stock (3500) | Direct | |
| Employee Stock Grant | $21.99 | 2023-11-27 | Common Stock (3500) | Direct | |
| Employee Stock Option | $21.99 | 2023-11-27 | Common Stock (3519) | Direct | |
| Employee Stock Option | $21.99 | 2023-11-27 | Common Stock (3519) | Direct |
Footnotes
F1: These options became fully vested on October 1, 2011.
F2: These options became fully vested on October 1, 2012.
F3: These options became fully vested on October 1, 2013.
F4: Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F5: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F6: Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
F7: These options became fully vested on December 1, 2011.
F8: Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F9: Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
F10: These options became fully vested on December 1, 2012.
F11: Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F12: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F13: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F14: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F15: Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
F16: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.