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LIQUIDITY SERVICES INC — Director's Dealing 2014
Oct 31, 2014
32353_dirs_2014-10-30_78ca8792-66a4-40d9-b83d-d9afa731cb81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIQUIDITY SERVICES INC (LQDT)
CIK: 0001235468
Period of Report: 2010-10-28
Reporting Person: Dudley Gardner H (Pres, Capital Assets Group)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-10-28 | Employee Stock Grant | $12.57 | A | 25000 | Acquired | 2024-10-27 | Common Stock (25000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Grant | $13.35 | 2020-06-16 | Common Stock (1500) | 1500 | Direct |
| Employee Stock Option | $13.35 | 2020-06-16 | Common Stock (3188) | 3188 | Direct |
| Employee Stock Option | $13.35 | 2020-06-16 | Common Stock (2550) | 2550 | Direct |
| Employee Stock Grant | $15.47 | 2020-11-30 | Common Stock (2211) | 2211 | Direct |
| Employee Stock Grant | $31.37 | 2021-11-22 | Common Stock (1145) | 1145 | Direct |
| Employee Stock Grant | $38.09 | 2022-11-16 | Common Stock (1250) | 1250 | Direct |
| Employee Stock Grant | $38.09 | 2022-11-16 | Common Stock (2500) | 2500 | Direct |
| Employee Stock Grant | $21.99 | 2023-11-27 | Common Stock (1246) | 1246 | Direct |
| Employee Stock Grant | $21.99 | 2023-11-27 | Common Stock (1661) | 1661 | Direct |
| Employee Stock Option | $21.99 | 2023-11-27 | Common Stock (3519) | 3519 | Direct |
| Employee Stock Option | $21.99 | 2023-11-27 | Common Stock (3519) | 3519 | Direct |
| Employee Stock Grant | $13.57 | 2024-05-14 | Common Stock (22108) | 22108 | Direct |
Footnotes
F1: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F2: These options became fully vested on June 1, 2014.
F3: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F4: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F5: Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F6: Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F7: The restricted stares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F8: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
F9: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F10: Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
F11: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F12: Twenty-five percent of the restricted stock grant vested on April 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on April 1 of each year for three years.
F13: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.