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Liquidia Corp — Director's Dealing 2023
Mar 3, 2023
31694_dirs_2023-03-02_e588e357-7e6b-4fe6-a139-a597cadb6ccb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liquidia Corp (LQDA)
CIK: 0001819576
Period of Report: 2023-02-28
Reporting Person: Kaseta Michael (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-28 | Common Stock | M | 9375 | — | Acquired | 174253 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-28 | Restricted Stock Unit | $ | M | 9375 | Disposed | Common Stock (9375) | Direct |
Footnotes
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% vesting on February 28, 2023, and the remaining RSUs will vest ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 9,375 have vested through February 28, 2023.
F3: Includes (i) 124,667 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 2,334 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on February 28, 2023.