Liquidia Corp — Director's Dealing 2023

Jun 21, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Liquidia Corp (LQDA)
CIK: 0001819576
Period of Report: 2023-06-19

Reporting Person: JOHNSON DAVID EDWARD (Director, 10% Owner, See Remarks)
Reporting Person: Caligan Partners LP (Director, 10% Owner, See Remarks)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-19	Non-Qualified Stock Option (right to buy)	$8.63	A	20000	Acquired	2033-06-19	Common Stock (20000)	Direct

Footnotes

F1: The option vests in 36 equal monthly installments and will become fully vested on June 19, 2026.

F2: Mr. Johnson is deemed to hold the securities reported herein for the benefit of certain affiliated funds (the "Caligan Funds") to which Caligan Partners LP ("Caligan") serves as investment manager and a managed account to which Caligan serves as a consultant, and may, after vesting, if applicable, transfer the securities directly to such Caligan Funds or managed account.