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Liquidia Corp Director's Dealing 2022

Feb 15, 2022

31694_dirs_2022-02-14_39993b03-4b92-4288-9c4a-26a1c4db871b.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Liquidia Corp (LQDA)
CIK: 0001819576
Period of Report: 2021-12-31

Reporting Person: Manning Paul B (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-06 Common Stock G 3921075 $0.00 Disposed 0 Indirect
2021-07-06 Common Stock G 3921075 $0.00 Acquired 4658721 Indirect
2021-09-07 Common Stock G 4460308 $0.00 Disposed 198413 Indirect
2021-09-07 Common Stock G 4460308 $0.00 Acquired 4460308 Direct

Footnotes

F1: The securities are held by PBM Capital Finance, LLC ("PBM"). The Reporting Person is the manager and sole beneficial owner of PBM.

F2: The securities are held by PD Joint Holdings, LLC Series 2016-A ("PD"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC ("Tiger Lily"), the manager of PD, and has shared voting and investment power with respect to the shares held by PD.

F3: The shares of are held by Reporting Person jointly with his spouse.