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Liquidia Corp — Director's Dealing 2022
Feb 15, 2022
31694_dirs_2022-02-14_39993b03-4b92-4288-9c4a-26a1c4db871b.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Liquidia Corp (LQDA)
CIK: 0001819576
Period of Report: 2021-12-31
Reporting Person: Manning Paul B (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-06 | Common Stock | G | 3921075 | $0.00 | Disposed | 0 | Indirect |
| 2021-07-06 | Common Stock | G | 3921075 | $0.00 | Acquired | 4658721 | Indirect |
| 2021-09-07 | Common Stock | G | 4460308 | $0.00 | Disposed | 198413 | Indirect |
| 2021-09-07 | Common Stock | G | 4460308 | $0.00 | Acquired | 4460308 | Direct |
Footnotes
F1: The securities are held by PBM Capital Finance, LLC ("PBM"). The Reporting Person is the manager and sole beneficial owner of PBM.
F2: The securities are held by PD Joint Holdings, LLC Series 2016-A ("PD"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC ("Tiger Lily"), the manager of PD, and has shared voting and investment power with respect to the shares held by PD.
F3: The shares of are held by Reporting Person jointly with his spouse.
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