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Liquidia Corp — Director's Dealing 2021
Nov 13, 2021
31694_dirs_2021-11-12_b110f35f-a591-4d26-8b65-73dd35a1828e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liquidia Corp (LQDA)
CIK: 0001819576
Period of Report: 2021-11-10
Reporting Person: Kaseta Michael (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-10 | Common Stock | M | 9250 | — | Acquired | 9250 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-10 | Performance Stock Units | $ | A | 9250 | Disposed | Common Stock (9250) | Direct |
Footnotes
F1: Each performance stock unit (PSU) converts into one share of common stock of the Issuer.
F2: On January 19, 2021, the reporting person was granted 9,250 PSUs, vesting in full upon tentative approval by the U.S. Food and Drug Administration of the New Drug Application for LIQ861.
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