Liquidia Corp — Director's Dealing 2020

Nov 19, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Liquidia Corp (LQDA)
CIK: 0001819576
Period of Report: 2020-11-18

Reporting Person: Manning Paul B (Director, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3921075	Indirect
Common Stock	539233	Indirect
Common Stock	479233	Indirect

Footnotes

F1: The securities are held by PBM Capital Finance, LLC ("PBM") and were acquired at the closing of that certain merger transaction among the Issuer, RareGen, LLC ("RareGen") and Liquidia Technologies, Inc. ("Liquidia Technologies"), among other parties, pursuant to which, on November 18, 2020, Liquidia Technologies acquired RareGen and each of Liquidia Technologies and RareGen became wholly owned operating subsidiaries of the Issuer. The securities were acquired as consideration for all of PBM's equity in RareGen. The Reporting Person is the manager and sole beneficial owner of PBM.

F2: The securities are held by PD Joint Holdings, LLC Series 2016-A ("PD"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC ("Tiger Lily"), the manager of PD, and has shared voting and investment power with respect to the shares held by PD.

F3: The securities are held by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of Tiger Lily, the manager of BKB, and has shared voting and investment power with respect to the shares held by BKB.