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Liquidia Corp Director's Dealing 2020

Nov 21, 2020

31694_dirs_2020-11-20_e49c9969-75d9-4411-bb83-154711e64dc7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Liquidia Corp (LQDA)
CIK: 0001819576
Period of Report: 2020-11-19

Reporting Person: Fowler Neal Franklin (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-19 Common Stock M 62885 $1.85 Acquired 114196 Direct
2020-11-19 Common Stock F 35684 $3.40 Disposed 78512 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-19 Employee Stock Option (right to buy) $1.85 M 62885 Disposed 2020-11-23 Common Stock (62885) Direct

Footnotes

F1: 25% of the shares underlying the option vested on May 12, 2011, and 2.084% of the shares underlying the option vested monthly thereafter, becoming fully vested on November 23, 2014.