AI assistant
Liquidia Corp — Director's Dealing 2020
Dec 2, 2020
31694_dirs_2020-12-01_ebe6a318-2084-407d-afc1-58549bb81efd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liquidia Corp (LQDA)
CIK: 0001819576
Period of Report: 2020-11-19
Reporting Person: Eshelman Ventures, LLC (10% Owner)
Reporting Person: ESHELMAN FREDRIC N (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-19 | Common Stock | S | 30000 | $3.35 | Disposed | 7004744 | Direct |
| 2020-11-23 | Common Stock | S | 133346 | $3.1598 | Disposed | 6871398 | Direct |
| 2020-11-24 | Common Stock | S | 283465 | $3.1547 | Disposed | 6587933 | Direct |
| 2020-11-25 | Common Stock | S | 17364 | $3.13 | Disposed | 6570569 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 175573 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $3.28 to $3.42. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F2: The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by the Dr. Eshelman, who is the manager of the Reporting Person.
F3: This transaction was executed in multiple trades at prices ranging from $3.12 to $3.26. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F4: This transaction was executed in multiple trades at prices ranging from $3.13 to $3.235. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.