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Liquidia Corp — Director's Dealing 2020
Dec 23, 2020
31694_dirs_2020-12-22_c94643a6-dab6-486a-b4a8-207ca3863816.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Liquidia Corp (LQDA)
CIK: 0001819576
Period of Report: 2020-12-18
Reporting Person: Eshelman Ventures, LLC (10% Owner)
Reporting Person: ESHELMAN FREDRIC N (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-18 | Common Stock | S | 53309 | $3.1415 | Disposed | 6510443 | Direct |
| 2020-12-21 | Common Stock | S | 51906 | $3.13 | Disposed | 6458537 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 175573 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $3.13 to $3.165. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F2: The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by Dr. Eshelman, who is the manager of the Reporting Person.