LIQTECH INTERNATIONAL INC — Director's Dealing 2021

Dec 22, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: LIQTECH INTERNATIONAL INC (LIQT)
CIK: 0001307579
Period of Report: 2021-12-20

Reporting Person: LYTTON LAURENCE W (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1410988	Direct
Common Stock	717891	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Pre-Funded Common Stock Purchase Warrant	$0.001		Common Stock (400000)		Direct
Pre-Funded Common Stock Purchase Warrant	$0.001		Common Stock (615000)		Indirect

Footnotes

F1: Mr. Lytton may be deemed to beneficially own these securities indirectly because he has investment discretion over the securities accounts of certain of his family members and their trusts, investment entities and foundations in which these securities are held. Mr. Lytton disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F2: The pre-funded warrants do not have an expiration date.

F3: The pre-funded warrants may be exercised to purchase shares of common stock of the issuer, subject to a 9.99% beneficial ownership limitation.