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LIQTECH INTERNATIONAL INC — Director's Dealing 2021
Dec 22, 2021
34866_dirs_2021-12-22_99cc45ad-c788-4c3b-8759-738a8c731f5b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIQTECH INTERNATIONAL INC (LIQT)
CIK: 0001307579
Period of Report: 2021-12-20
Reporting Person: LYTTON LAURENCE W (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-20 | Common Stock | P | 21100 | $4.8811 | Acquired | 1432088 | Direct |
| 2021-12-21 | Common Stock | P | 44895 | $5.0411 | Acquired | 1476983 | Direct |
| 2021-12-22 | Common Stock | P | 15100 | $5.1596 | Acquired | 1492083 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 717891 | Indirect |
Footnotes
F1: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.78 to $4.95 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within this range.
F2: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.96 to $5.10 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within this range.
F3: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.96 to $5.29 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within this range.
F4: Mr. Lytton may be deemed to beneficially own these securities indirectly because he has investment discretion over the securities accounts of certain of his family members and their trusts, investment entities and foundations in which these securities are held. Mr. Lytton disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.