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LIQTECH INTERNATIONAL INC — Director's Dealing 2013
Oct 8, 2013
34866_dirs_2013-10-08_d1231457-7fc6-43f2-82ef-0c1e02d0c226.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIQTECH INTERNATIONAL INC (LIQT)
CIK: 0001307579
Period of Report: 2013-10-08
Reporting Person: PETERSEN ALDO (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-08 | Common Stock | S | 750000 | $2.70 | Disposed | 3063541 | Indirect |
| 2013-10-08 | Common Stock | M | 100000 | $1.50 | Acquired | 3163541 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-08 | Warrants | $1.20 | D | 1800000 | Disposed | 2016-12-31 | Common Stock (1800000) | Indirect |
| 2013-10-08 | Warrants | $1.50 | D | 100000 | Disposed | 2016-12-31 | Common Stock (100000) | Direct |
| 2013-10-08 | Warrants | $2.70 | A | 100000 | Acquired | 2016-12-31 | Common Stock (100000) | Indirect |
Footnotes
F1: Shares of common stock are currently owned by APE Invest A/S, a Danish entity controlled by Mr. Petersen.
F2: 1,800,000 warrants were disposed of by APE Invest A/S, a Danish entity controlled by MR. Petersen, with the remaining 100,000 warrants owned by APE Invest A/S.
F3: The securities are owned by APE Invest A/S/, a Danish entity controlled by Mr. Petersen.
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