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LIQTECH INTERNATIONAL INC Director's Dealing 2013

Oct 8, 2013

34866_dirs_2013-10-08_d1231457-7fc6-43f2-82ef-0c1e02d0c226.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIQTECH INTERNATIONAL INC (LIQT)
CIK: 0001307579
Period of Report: 2013-10-08

Reporting Person: PETERSEN ALDO (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-10-08 Common Stock S 750000 $2.70 Disposed 3063541 Indirect
2013-10-08 Common Stock M 100000 $1.50 Acquired 3163541 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-08 Warrants $1.20 D 1800000 Disposed 2016-12-31 Common Stock (1800000) Indirect
2013-10-08 Warrants $1.50 D 100000 Disposed 2016-12-31 Common Stock (100000) Direct
2013-10-08 Warrants $2.70 A 100000 Acquired 2016-12-31 Common Stock (100000) Indirect

Footnotes

F1: Shares of common stock are currently owned by APE Invest A/S, a Danish entity controlled by Mr. Petersen.

F2: 1,800,000 warrants were disposed of by APE Invest A/S, a Danish entity controlled by MR. Petersen, with the remaining 100,000 warrants owned by APE Invest A/S.

F3: The securities are owned by APE Invest A/S/, a Danish entity controlled by Mr. Petersen.