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Lipocine Inc. — Director's Dealing 2016
Dec 8, 2016
35074_dirs_2016-12-08_43fca720-b783-4c2c-bfff-2b5492997d07.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lipocine Inc. (LPCN)
CIK: 0001535955
Period of Report: 2016-12-07
Reporting Person: Mattila Jyrki (Chief Business Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-07 | Stock Option (Right to Buy) | $3.61 | A | 40000 | Acquired | 2026-12-07 | Common Stock (40000) | Direct |
Footnotes
F1: Subject to vesting whereby 1/3 of the shares subject to the award will vest on the one year anniversary of December 7, 2017, while the remaining 2/3 of the shares subject to the award vesting monthly on a prorata basis over the following two years.
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