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Ling Yue Services Group Limited — Share Issue/Capital Change 2021
Jun 29, 2021
50414_rns_2021-06-28_576c54fa-8462-4fdc-b0ad-4d2eecdc3328.pdf
Share Issue/Capital Change
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Ling Yue Services Group Limited (the “ Company ”) dated June 29, 2021 (the “ Prospectus ”). 本申請表格使用領悅服務集團有限公 司(「 本公司 」)於2021年6月29日刊發的招股章程(「2021年6月29日刊發的招股章程(「年6月29日刊發的招股章程(「6月29日刊發的招股章程(「月29日刊發的招股章程(「29日刊發的招股章程(「日刊發的招股章程(「 招股章程 」)所界定的相同詞語。
Staple your 司(「 本公司 」)於2021年6月29日刊發的招股章程(「2021年6月29日刊發的招股章程(「年6月29日刊發的招股章程(「6月29日刊發的招股章程(「月29日刊發的招股章程(「29日刊發的招股章程(「日刊發的招股章程(「 招股章程 」)所界定的相同詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer here to purchase or subscribe for any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. 請將股款 The Hong Kong Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act or any state securities laws of the United States. 緊釘在此 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買或認購任何香港發 售股份。若無根據美國證券法或美國任何州的證券法登記或豁免登記,香港發售股份不得在美國提呈 發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據有關司法權區法例不得發送、派發或複製 本申請表格及招股章程的司法權區內概不得以任何方式發送或派發或複製本申請表格及招股章程(不 論全部或部分)。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies and Available for Inspection” section in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission in Hong Kong (the “ SFC ”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章 程附錄五「送呈公司註冊處處長及備查文件」一節所述其他文件已按香港法例第32章公司﹙清盤及雜項 條文﹚條例第342C條規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易 所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港結算 」)、香港證券及期貨事務監察委員會(「 證 監會 」)及香港公司註冊處處長對此等文件的內容概不負責。 Ling Yue Services Group Limited 領悅服務集團有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 2165 股份代號 : 2165 Maximum Offer Price : HK$4.55 per Hong Kong Offer Share, plus brokerage of 1.0%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股香港發售股份4.55港元,另加1.0%經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易費(須於 申請時以港元繳足,多繳股款可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further 一 , information on the application procedures. 招股章程載有關於申請程序的進 步資料 本申請表格應 一 。 與招股章程 併閱讀 Application Form 申請表格 To: Ling Yue Services Group Limited 致: 領悅服務集團有限公司 Sole Sponsor 獨家保薦人 Sole Global Coordinator 獨家全球協調人 Joint Bookrunners 聯席賬簿管理人 Joint Lead Managers 聯席牽頭經辦人 The Hong Kong Underwriters 香港包銷商
申請人聲明
Applicants’ declaration
I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.
本人 ~~╱~~ 吾等同意本申請表格及招股章程的條款及條件以 及申請程序。請參閱本申請表格「填交本申請表格的效 用」一節。
警告:任何人士只限作出一次為其利益而進行的認購申 。 請 請參閱「填交本申請表格的效用」一節最後四點。
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期: / / D日 M月 Y年 Number of Hong Kong Offer Shares applied for (not more than Cheque/banker’s cashier order number 3,500,000 shares) 支票 ╱ 銀行本票號碼 申請香港發售股份數目(不超過3,500,000股股份) Name of bank on which cheque/banker’s cashier order is drawn (see “How to make your application” section) 兌現支票 ╱ 銀行本 Total amount 總額 票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English (in BLOCK letters) 英文姓名╱名稱(以 正楷 填寫) Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護 照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any, in BLOCK letters) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申 所有其他聯名申請人的英文姓名╱名稱(如有,以 正楷 填寫) * 請人的香港身份證號碼╱護照號碼╱香港商業登記號碼 (請刪除不適用者) 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in BLOCK letters) 香港地址(以英文 正楷 填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節,是 項認購申請將視作為 閣下利益提出。請填寫每名(聯名)實 益擁有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用英文 正楷 填寫 閣下 姓名 ╱ 名稱 及香港 地址* )
For internal use 此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
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(1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity.
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個別人士須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填寫其香港 商業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港 商業登記號碼將轉交第三方以核實申請表格的有效性。
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(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund check (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund check. 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護 照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。
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(3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。
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(3) If an application is made by an unlisted company and:
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
Ling Yue Services Group Limited (Stock Code: 2165) (HK$4.55 per Hong Kong Offer Share) NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
| Ling Yue Services Group Limited (Stock Code: 2165) (HK$4.55 per Hong Kong Offer Share) NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
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|---|---|---|---|
| No. of Amount No. of Amount No. of Amount No. of Amount |
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| Hong Kong Offer Shares applied for payable on application HK$ Hong Kong Offer Shares applied for payable on application HK$ Hong Kong Offer Shares applied for payable on application HK$ Hong Kong Offer Shares applied for payable on application HK$ 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000 10,000 15,000 4,595.85 9,191.71 13,787.55 18,383.40 22,979.25 27,575.11 32,170.95 36,766.80 41,362.66 45,958.51 68,937.75 20,000 25,000 30,000 35,000 40,000 45,000 50,000 60,000 70,000 80,000 90,000 91,917.01 114,896.26 137,875.52 160,854.76 183,834.01 206,813.27 229,792.52 275,751.02 321,709.53 367,668.03 413,626.54 100,000 150,000 200,000 250,000 300,000 350,000 400,000 450,000 500,000 600,000 700,000 459,585.04 689,377.56 919,170.07 1,148,962.59 1,378,755.11 1,608,547.63 1,838,340.14 2,068,132.66 2,297,925.18 2,757,510.21 3,217,095.25 800,000 900,000 1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 3,500,000(1) 3,676,680.28 4,136,265.32 4,595,850.35 6,893,775.53 9,191,700.70 11,489,625.88 13,787,551.05 16,085,476.23 2. Complete the form in English (inBLOCKletters) and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your check or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate check or one separate banker’s cashier order. Your application will be rejected if your check or banker’s cashier order does not meet all the following requirements: The check must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED— LING YUE SERVICES PUBLIC OFFER”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account in Hong Kong; and • be issued by a licensed bank in Hong Kong, and have your name certified on the (1) Maximum number of Hong Kong Offer Shares you may apply for. Sample 樣版 |
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| • show your account name, which must back by a person authorized by the bank. |
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| either be pre-printed on the check, or The name on the banker’s cashier order |
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| be endorsed on the back by a person must correspond with your name. If it is |
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| authorized by the bank. This account name a joint application, the name on the back |
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| must correspond with your name. If it is a of the banker’s cashier order must be the |
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| joint application, the account name must same as the first-named applicant’s name. |
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| be the same as the first-named applicant’s | |||
| name. |
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
- Tear off the Application Form, fold it once and lodge your completed Application Form (with check or banker’s cashier order attached) to one of the collection boxes at any of the following branches of:
Bank of China (Hong Kong) Limited
District Branch name Address Hong Kong Island King’s Road Branch 131-133 King’s Road, North Point, Hong Kong Kowloon Prince Edward Road West 116-118 Prince Edward Road (Mong Kok) Branch West, Mong Kok, Kowloon New Territories Kwai Chung Plaza Branch A18-20, G/F Kwai Chung Plaza, 7-11 Kwai Foo Road, Kwai Chung, New Territories 5. Your Application Form can be lodged at these times: — Tuesday, June 29, 2021 9:00 a.m. to 5:00 p.m. — Wednesday, June 30, 2021 9:00 a.m. to 5:00 p.m. — Friday, July 2, 2021 9:00 a.m. to 5:00 p.m. — Saturday, July 3, 2021 9:00 a.m. to 1:00 p.m. — Monday, July 5, 2021 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Monday, July 5, 2021. The application lists will be open from 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “Effect of Bad Weather on the Opening of the Application Lists” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港發售股份,並為下 表所列的其中一個數目,否則恕不受理。
| 申請手續 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港發售股份,並為下 表所列的其中一個數目,否則恕不受理。 |
申請手續 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港發售股份,並為下 表所列的其中一個數目,否則恕不受理。 |
申請手續 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港發售股份,並為下 表所列的其中一個數目,否則恕不受理。 |
申請手續 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港發售股份,並為下 表所列的其中一個數目,否則恕不受理。 |
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| 領悅服務集團有限公司(股份代號:2165) (每股香港發售股份4.55港元) 可供申請香港發售股份數目及應繳款項 |
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| 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
| 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000 10,000 15,000 4,595.85 9,191.71 13,787.55 18,383.40 22,979.25 27,575.11 32,170.95 36,766.80 41,362.66 45,958.51 68,937.75 |
20,000 25,000 30,000 35,000 40,000 45,000 50,000 60,000 70,000 80,000 90,000 91,917.01 114,896.26 137,875.52 160,854.76 183,834.01 206,813.27 229,792.52 275,751.02 321,709.53 367,668.03 413,626.54 |
100,000 150,000 200,000 250,000 300,000 350,000 400,000 450,000 500,000 600,000 700,000 459,585.04 689,377.56 919,170.07 1,148,962.59 1,378,755.11 1,608,547.63 1,838,340.14 2,068,132.66 2,297,925.18 2,757,510.21 3,217,095.25 樣 |
800,000 900,000 1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 3,500,000(1) 3,676,680.28 4,136,265.32 4,595,850.35 6,893,775.53 9,191,700.70 11,489,625.88 13,787,551.05 16,085,476.23 (1) 閣下可申請認購的香港發售股份 最高數目。 |
| 2. 以英文正楷填妥及簽署申請表格。只接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出的支票或一張獨 立開出的銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請將不獲接納: ple |
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| 支票必須: |
銀行本票必須: |
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| • 為港元; • 不得為期票; • 註明抬頭人為「中國銀行(香港)代理人有限公司 — 領悅服務公開發售」; • 劃線註明「只准入抬頭人賬戶」; a |
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| • 從 閣下在香港的港元銀行賬戶中開 出;及 • 顯示 閣下的賬戶名稱,而該賬戶名稱 必須已預印在支票上,或由有關銀行授 權的人士在支票背書。賬戶名稱必須 與 閣下姓名╱名稱相同。如屬聯名申 請,賬戶名稱必須與排名首位申請人的 姓名╱名稱相同。 |
• 須由香港持牌銀行開出,並由有關銀 行授權的人士在銀行本票背面簽署核 證 閣下姓名╱名稱。銀行本票所示 姓名╱名稱須與 閣下姓名╱名稱相 同。如屬聯名申請,銀行本票背面所示 姓名╱名稱必須與排名首位申請人的姓 名╱名稱相同。 |
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入下列任何 一家分行特設的收集箱:
中國銀行(香港)有限公司
分行
地區 分行 地址 香港島 英皇道分行 香港北角英皇道131-133號 九龍 旺角太子道西分行 九龍旺角太子道西116-118號 新界 葵涌廣場分行 新界葵涌葵富路7-11號 葵涌廣場地下A18-20號 5. 閣下可於下列時間遞交申請表格: 2021年6月29日(星期二)— 上午九時正至下午五時正 2021年6月30日(星期三)— 上午九時正至下午五時正 2021年7月2日(星期五)— 上午九時正至下午五時正 2021年7月3日(星期六)— 上午九時正至下午一時正 2021年7月5日(星期一)— 上午九時正至中午十二時正 6. 遞交申請的截止時間為2021年7月5日(星期一)中午十二時正。本公司將於當日上午十一時四十五 分起至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見招 股章程「如何申請香港發售股份」一節「惡劣天氣對開始辦理申請登記的影響」)。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
Ling Yue Services Group Limited 領悅服務集團有限公司
(Incorporated in the Cayman Islands with limited liability)
GLOBAL OFFERING
Conditions of your application
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agree that none of the Company, the Sole Sponsor, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead
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Who can apply Managers, the Underwriters, their respective directors, 1. You and any person(s) for whose benefit you are applying officers, employees, partners, agents, advisers and any other must be 18 years of age or older and must have a Hong Kong parties involved in the Global Offering is or will be liable address. for any information and representations not in the Prospectus
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- If you are a firm, the application must be in the individual (and any supplement to it); members’ names. • undertake and confirm that you or the person(s) for whose
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- The number of joint applicants may not exceed four. benefit you have made the application have not applied for or 4. If you are a body corporate, the application must be signed by taken up, or indicated an interest for, and will not apply for a duly authorized officer, who must state his representative or take up, or indicate an interest for, any International Offer capacity, and stamped with your corporation’s chop. Shares under the International Offering nor participated in the
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- You must be outside the United States, not be a United States International Offering; Person (as defined in Regulation S under the U.S. Securities • agree to disclose to the Company, the Hong Kong Share Act). Registrar, the receiving bank, the Sole Sponsor, the Sole
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- Unless permitted by the Listing Rules, you cannot apply for Global Coordinator, the Joint Bookrunners, the Joint Lead any Hong Kong Offer Shares if you: Managers, the Underwriters and/or their respective advisers • are an existing beneficial owner of shares in the and agents any personal data which they may require about Company and/or any of its subsidiaries; you and the person(s) for whose benefit you have made the
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• are a director or chief executive officer of the Company application; and/or any of its subsidiaries; • if the laws of any place outside Hong Kong apply to your
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• are a close associate (as defined in the Listing Rules) application, agree and warrant that you have complied with of any of the above; all such laws and none of the Company, the Sole Sponsor,
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• are a person who will become a core connected person the Sole Global Coordinator, the Joint Bookrunners, the of the Company immediately upon completion of the Joint Lead Managers and the Underwriters nor any of their Global Offering; or respective officers or advisers will breach any law outside
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• have been allocated or have applied for or indicated an Hong Kong as a result of the acceptance of your offer interest in any International Offer Shares or otherwise to purchase, or any action arising from your rights and participate in the International Offering. obligations under the terms and conditions contained in the Prospectus and this Application Form;
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If you are a nominee • agree that once your application has been accepted, you may You, as a nominee, may make more than one application for the not rescind it because of an innocent misrepresentation; Hong Kong Offer Shares by: (i) giving electronic application • agree that your application will be governed by the laws of instructions to HKSCC via Central Clearing and Settlement Hong Kong; System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using • represent, warrant and undertake that (i) you understand that a WHITE or YELLOW Application Form, and lodge more than the Hong Kong Offer Shares have not been and will not be one application in your own name on behalf of different beneficial registered under the U.S. Securities Act; and (ii) you and any owners. person for whose benefit you are applying for the Hong Kong Offer Shares are outside the United States (as defined in
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Effect of completing and submitting this Application Form Regulation S) or are a person described in paragraph (h)(3) of By completing and submitting this Application Form, you (and Rule 902 of Regulation S; if you are joint applicants, each of you jointly and severally) for • warrant that the information you have provided is true and yourself or as an agent or a nominee on behalf of each person for accurate; whom you act: • agree to accept the Hong Kong Offer Shares applied for, or • undertake to execute all relevant documents and instruct and any lesser number allocated to you under the application; authorize the Company and/or the Sole Global Coordinator • authorize the Company to place your name(s) on the (or their agents or nominees), as agents of the Company, to Company’s register of members as the holder(s) of any Hong execute any documents for you and to do on your behalf all Kong Offer Shares allocated to you, and the Company and/ things necessary to register any Hong Kong Offer Shares or its agents to send any share certificate(s) and/or any allocated to you in your name as required by the Articles of refund check(s) to you or the first-named applicant for joint Association; application by ordinary post at your own risk to the address
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A. Who can apply
B. If you are a nominee • You, as a nominee, may make more than one application for the Hong Kong Offer Shares by: (i) giving electronic application • instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using • a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.
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C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:
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authorize the Company to place your name(s) on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/ or its agents to send any share certificate(s) and/or any refund check(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on this application, unless you are eligible to collect the share certificate(s) and/or refund check(s) in person;
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agree to comply with the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance, Cayman Islands Companies Act and the Articles of Association;
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declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;
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• understand that the Company, the Directors and the Sole Global Coordinator will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Hong Kong Offer Shares to you and that you may be prosecuted for making a false declaration;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
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(if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the
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confirm that you are aware of the restrictions on the Global Offering in the Prospectus;
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
- White Form eIPO Service Provider by you or by anyone as your agent or by any other person; and
If you are an individual who is eligible for personal collection, you must not authorized any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorized representative must bear a letter of authorization from your corporation stamped with your corporation’s chop. Both individuals and authorized representatives must produce, at the time of collection, evidence of identity acceptable to the Computershare Hong Kong Investor Services Limited.
• (if you are making the application as an agent for the benefit applicant which is eligible for personal collection, your authorized of another person) warrant that (i) no other application has representative must bear a letter of authorization from your corporation been or will be made by you as agent for or for the benefit of stamped with your corporation’s chop. Both individuals and authorized that person or by that person or by any other person as agent representatives must produce, at the time of collection, evidence of for that person on a WHITE or YELLOW Application Form identity acceptable to the Computershare Hong Kong Investor Services Limited. or by giving electronic application instructions to HKSCC If you do not collect your refund check(s) and/or share certificate(s) and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that personally within the time period specified for collection, they will be dispatched promptly to the address as specified on this Application Form other person as their agent. by ordinary post at your own risk. If you apply for less than 1,000,000 Hong Kong Offer Shares, your refund D. Power of attorney check(s) and/or share certificate(s) will be sent to the address on the If your application is made through an authorized attorney, the relevant Application Form on or before Friday, July 9, 2021, by ordinary Company and the Sole Global Coordinator as the Company’s agent, post and at your own risk. may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s Refund of your application money authority. If you do not receive any Hong Kong Offer Shares or if your application is accepted only in part, the Company will refund to you your application Determination of Offer Price and Allocation of Hong Kong Offer monies (including the related 1.0% brokerage, 0.0027% SFC transaction Shares levy and 0.005% Stock Exchange trading fee) without interest. The Offer Price is expected to be fixed on or around Monday, July If the Offer Price is less than the maximum Offer Price, the Company will 5, 2021. Applicants are required to pay the maximum Offer Price of refund to you the surplus application monies (including the related 1.0% HK$4.55 for each Hong Kong Offer Share together with 1.0% brokerage, brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If trading fee) without interest. the Offer Price is not agreed between the Company, and the Sole Global The refund procedures are stated in the “Dispatch/Collection of Share Coordinator (for itself and on behalf of the Underwriters) on or before Certificates and Refund Monies” in the “How to Apply for Hong Kong Thursday, July 8, 2021, the Global Offering will not proceed. Offer Shares” section of the Prospectus. Applications for Hong Kong Offer Shares will not be processed and Application by HKSCC Nominees Limited (“HKSCC Nominees”) no allotment of any Hong Kong Offer Shares will be made until the Where this Application Form is signed by HKSCC Nominees on behalf application lists close. of persons who have given electronic application instructions to apply Publication of results for the Hong Kong Offer Shares, the provisions of this Application Form which are inconsistent with those set out in the Prospectus shall not apply The Company expects to announce the fixed offer price, the indication of and provisions in the Prospectus shall prevail. the level of interest in the International Offering, the level of applications Without limiting the generality of this paragraph, the following sections under the Hong Kong Public Offering and the basis of allocation of of this Application Form are inapplicable where this form is signed by the Hong Kong Public Offering on Friday, July 9, 2021 on the Stock HKSCC Nominees: Exchange’s website at www.hkexnews.hk and the Company’s website at • “Applicants’ declaration” on the first page; www.lingyue-service.com . Results of allocations in Hong Kong Public • “Warning” on the first page; Offering and the Hong Kong Identity Card/passport/Hong Kong business • “If you are a nominee”; registration numbers of successful applicants (where applicable) will be • All representations and warranties under the “Effect of completing available on the above websites. and submitting this Application Form” section, except the first one The allocation of the Offer Shares between the Hong Kong Public regarding registration of Hong Kong Offer Shares in the applicant’s Offering and the International Offering will be subject to reallocation as name and the signing of documents to enable the applicant to be — described in the section “Structure of the Global Offering The Hong registered as the holder of the Hong Kong Offer Shares; Kong Public Offering — Reallocation” in the Prospectus. In particular, • “If your application for Hong Kong Offer Shares is successful (in the Offer Shares to be offered in the Hong Kong Public Offering and the whole or in part)”; and International Offering may, in certain circumstances, be reallocated as • “Refund of your application money”. between these offerings at the discretion of the Sole Global Coordinator The following sections in the “How to Apply for Hong Kong Offer In the event that the Sole Global Coordinator decides to reallocate Offer Shares” section of the Prospectus are inapplicable where this form is signed by HKSCC Nominees: Shares from the International Offering to the Hong Kong Public Offering, • “8. How many applications can you make”; and and such reallocation is done other than pursuant to Practice Note 18 of • “12. Circumstances in which you will not be allotted offer shares”. the Listing Rules, in accordance with Guidance Letter HKEx-GL91-18, the maximum total number of Offer Shares that may be reallocated to Effect of the Information You Give to Computershare Hong Kong the Hong Kong Public Offering will be 7,000,000 Shares so that the total Investor Services Limited number of Offer Shares available under the Hong Kong Public Offering Computershare Hong Kong Investor Services Limited and its will be increased to 14,000,000 Offer Shares, representing approximately related bodies’ corporate, directors, officers, employees and agents 20% of the Offer Shares initially available under the Global Offering, and (“ Representatives ”) expressly disclaim and exclude to the maximum the final Offer Price shall be fixed at the bottom end of the Offer Price extent permitted by law any liability for any loss or damage suffered or range (that is, HK$3.75 per Offer Share) stated in the Prospectus.
Computershare Hong Kong Investor Services Limited and its related bodies’ corporate, directors, officers, employees and agents (“ Representatives ”) expressly disclaim and exclude to the maximum extent permitted by law any liability for any loss or damage suffered or incurred by the applicant or any other person or entity however caused relating in any way to, or connected with, any information provided by or on behalf of the applicant on or in connection with this document or any services provided hereunder, or any other written or oral communication provided by or on behalf of the applicant in connection with this document or any services provided hereunder. This includes, without limitation, any errors or omissions in such information however caused, or the Representatives or any other person or entity placing any reliance on such information or any documentation, image, recording or reproduction of such information, or its accuracy, completeness, currency or reliability.
If your application for Hong Kong Offer Shares is successful (in whole or in part)
If you apply for 1,000,000 or more Hong Kong Offer Shares and have provided all information required by the Application Form, you may collect your refund check(s) and/or share certificate(s), you may collect it/them in person from: Computershare Hong Kong Investor Services Limited, at Shops 1712–1716, 17th Floor, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on Friday, July 9, 2021 or such other date as notified by us by announcement.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
Ling Yue Services Group Limited 領悅服務集團有限公司
(於開曼群島註冊成立的有限公司)
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全球發售
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申請條件 • 同意本公司、獨家保薦人、獨家全球協調人、聯席 賬簿管理人、聯席牽頭經辦人、包銷商、彼等各自
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甲. 可提出申請的人士 的董事、高級人員、僱員、合夥人、代理、顧問及 1. 閣下及 閣下為其利益提出申請的人士必須年滿 參與全球發售的任何其他各方現時及日後均毋須對 18歲並有香港地址。 並非載於招股章程(及其任何補充文件)的任何資
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- 如 閣下為商號,申請須以個別成員名義提出。 料及陳述負責; 3. 聯名申請人不得超過四名。 • 承諾及確認 閣下或 閣下為其利益提出申請的人 4. 如 閣下為法人團體,申請須經獲正式授權人員簽 士並無申請或接納或表示有意認購(亦不會申請或 署,並註明其所屬代表身份及蓋上公司印章。 接納或表示有意認購)國際發售的任何國際發售股
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- 閣下必須身處美國境外,並非美籍人士(定義見美 份,亦無參與國際發售; 國證券法S規例)。 • 同意在本公司、香港證券登記處、收款銀行、獨家
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- 除上市規則批准外,下列人士概不得申請認購任何 保薦人、獨家全球協調人、聯席賬簿管理人、聯席 香港發售股份: 牽頭經辦人、包銷商及╱或彼等各自的顧問及代 • 本公司及╱或其任何附屬公司股份的現有實 理提出要求時,向彼等披露其所要求提供有關 閣 益擁有人; 下及 閣下為其利益提出申請的人士的個人資料;
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• 本公司及╱或其任何附屬公司的董事或行政 • 如香港境外任何地方的法例適用於 閣下的申請, 總裁; 則同意及保證 閣下已遵守所有有關法例,且本公
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• 上述任何人士的緊密聯繫人(定義見上市規 司、獨家保薦人、獨家全球協調人、聯席賬簿管理 則); 人、聯席牽頭經辦人及包銷商和彼等各自的高級人
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• 緊隨全球發售完成後成為本公司核心關連人 員或顧問概不會因接納 閣下的購買要約,或 閣 士的人士;或 下在招股章程及本申請表格所載的條款及條件項下
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• 已獲分配或已申請或表示有意申請國際發售 的權利及責任所引致的任何行動,而違反香港境外 股份或以其他方式參與國際發售的人士。 的任何法例; • 同意 閣下的申請一經接納,即不得因無意的失實
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乙. 如 閣下為代名人 陳述而撤銷; 閣下作為代名人可提交超過一份香港發售股份申請,方 • 同意 閣下的申請受香港法例規管; 法是:(i)透過中央結算及交收系統(「 中央結算系統 」) • 聲明、保證及承諾:(i) (i) 閣下明白香港發售股份 向香港結算發出 電子認購指示 (如 閣下為中央結算系 不曾亦不會根據美國證券法登記;及 (ii) 閣下 統參與者);或(ii)使用 白色 或 黃色 申請表格,以自身名 及 閣下為其利益申請香港發售股份的人士均身處 義代表不同的實益擁有人提交超過一份申請。 美國境外(定義見 S規例),或屬規例),或屬 S規例第規例第 902 條第 (h)(3)段所述的人士;段所述的人士;
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丙. 填交本申請表格的效用 • 保證 閣下提供的資料真實及準確; 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名 • 同意接納所申請數目或根據申請分配予 閣下但數 申請人,即各人共同及個別)代表 閣下本身,或作 目較少的香港發售股份; 為 閣下代其行事的每位人士的代理或代名人: • 授權本公司將 閣下的姓名╱名稱列入本公司股 • 承諾簽立所有相關文件,並指示及授權本公司 東名冊,作為 閣下獲分配的任何香港發售股份的 及╱或作為本公司代理的獨家全球協調人(或彼等 持有人,並授權本公司及╱或其代理以普通郵遞 的代理或代名人),代表 閣下簽立任何文件及代 方式按本申請所示地址向 閣下或聯名申請的排名 表 閣下辦理一切必要事宜,以按照組織章程細則 首位申請人寄發任何股票及╱或退款支票,郵誤 的規定將 閣下獲分配的任何香港發售股份以 閣 風險由 閣下承擔,除非 閣下符合資格親身領取 下名義登記; 股票及╱或退款支票;
- 聲明、保證及承諾:(i) (i) 閣下明白香港發售股份 不曾亦不會根據美國證券法登記;及 (ii) 閣下 及 閣下為其利益申請香港發售股份的人士均身處 美國境外(定義見 S規例),或屬規例),或屬 S規例第規例第 902 條第 (h)(3)段所述的人士;段所述的人士;- 聲明及表示此乃 閣下為本身或 閣下為其利益提 出申請的人士提出及擬提出的唯一申請;
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同意遵守公司條例、公司(清盤及雜項條文)條 例、開曼群島公司法及組織章程細則;
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確認 閣下已細閱招股章程及本申請表格所載的條 款及條件以及申請程序,並同意受其約束;
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明白本公司、董事及獨家全球協調人將依據 閣下 的聲明及陳述而決定是否向 閣下分配任何香港發 售股份, 閣下如作出虛假聲明,可能會被檢控;
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確認 閣下已接獲及細閱招股章程,提出申請時也 僅依據招股章程載列的資料及陳述,而除招股章程 任何補充文件外,不會依賴任何其他資料或陳述;
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(如本申請為 閣下本身的利益提出)保證 閣下 或作為 閣下代理的任何人士或任何其他人士不曾 亦不會為 閣下的利益以 白色 或 黃色 申請表格或向
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確認 閣下知悉招股章程內有關全球發售的限制;
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
香港結算或 白表eIPO 服務供應商發出 電子認購指 示 而提出其他申請;及
如 閣下為個人申請人並合資格親身領取, 閣下不得授權 任何其他人士代領。如 閣下為公司申請人並合資格派人領 取, 閣下的授權代表須攜同蓋上公司印章的授權書領取。 個人申請人及授權代表領取股票時均須出示香港中央證券登 記有限公司接納的身份證明文件。
• (如 閣下作為代理為另一人士的利益提出申請) 取, 閣下的授權代表須攜同蓋上公司印章的授權書領取。 保證(i) 閣下(作為代理或為該人士利益)或該人 個人申請人及授權代表領取股票時均須出示香港中央證券登 士或任何其他作為該人士代理的人士不曾亦不會以 記有限公司接納的身份證明文件。 白色 或 黃色 申請表格或向香港結算發出 電子認購指 如 閣下並無在指定領取時間內親身領取退款支票及╱或股 示 而提出其他申請及(ii) 閣下獲正式授權作為該 票,有關股票將會立刻以普通郵遞方式寄往本申請表格所示 人士的代理代為簽署本申請表格或發出 電子認購指 地址,郵誤風險由 閣下承擔。 示 。 如 閣下申請認購1,000,000股以下香港發售股份, 閣下的 退款支票及╱或股票將於2021年7月9日(星期五)或之前以 丁. 授權書 普通郵遞方式寄往相關申請表格所示地址,郵誤風險由 閣 如 閣下透過授權人士提出申請,本公司及獨家全球協 下承擔。 調人(作為本公司的代理)可按其認為合適的條件(包括 出示獲授權證明)酌情接納或拒絕 閣下的申請。 退回申請款項 若 閣下未獲分配任何香港發售股份或申請僅部分獲接納, 釐定發售價及香港發售股份的分配 本公司將不計利息退回 閣下的申請股款(包括相關的1.0%1.0% 預期發售價將於20212021 年77 月55 日(星期一)或前後釐定。申請 經紀佣金、0.0027%0.0027% 證監會交易徵費及 0.005% 聯交所交易 人須繳付每股香港發售股份 4.55 港元的最高發售價,另加 費)。 1.0%經紀佣金、0.0027%證監會交易徵費及0.005%聯交所交經紀佣金、0.0027%證監會交易徵費及0.005%聯交所交0.0027%證監會交易徵費及0.005%聯交所交證監會交易徵費及0.005%聯交所交0.005%聯交所交聯交所交 如發售價低於最高發售價,本公司將不計利息退回多收申請 易費。倘本公司與獨家全球協調人(為其本身及代表包銷商) 股款(包括相關的1.0%經紀佣金、0.0027%證監會交易徵費1.0%經紀佣金、0.0027%證監會交易徵費經紀佣金、0.0027%證監會交易徵費0.0027%證監會交易徵費證監會交易徵費 並無於20212021 年77 月88 日(星期四)或之前協定發售價,全球發 及0.005%聯交所交易費)。0.005%聯交所交易費)。聯交所交易費)。 售將不會進行。 有關退款程序載於招股章程「如何申請香港發售股份」一節 截止登記認購申請前,概不處理香港發售股份的申請或配發 「寄發╱領取股票及退回股款」。 任何香港發售股份。 香港中央結算(代理人)有限公司(「香港結算代理人」)提出 公佈結果 的申請 本公司預期於 2 0 2 1 年 7 月 9 日(星期五)在聯交所網站 如本申請表格由香港結算代理人代表發出 電子認購指示 申請 ( www.hkexnews.hk )及本公司網站( www.lingyue-service.com ) 香港發售股份的人士簽署,本申請表格中與招股章程不符的 公佈協定發售價、國際發售踴躍程度、香港公開發售申請水 條文將不適用,而以招股章程所述者為準。 平及香港公開發售分配基準。香港公開發售的分配結果以及 在不限制此段一般應用的前提下,本申請表格的以下部分在 成功申請人的香港身份證╱護照╱香港商業登記號碼(如適 香港結算代理人作簽署人的情況下並不適用: 用)將於上述網站公佈。 • 第一頁的「申請人聲明」; 香港公開發售與國際發售之間的發售股份分配將按招股章程 • 第一頁的「警告」; 「全球發售的架構-香港公開發售-重新分配」一節所述者 • 「如 閣下為代名人」; 予以重新分配。具體而言,將於香港公開發售及國際發售提 • 「填交本申請表格的效用」一節項下的所有陳述及保證, 呈發售的發售股份在若干情況下可由獨家全球協調人酌情決 惟首項有關以申請人名義登記香港發售股份及簽署文件 定於該等發售之間進行重新分配。倘獨家全球協調人決定將 以使申請人登記成為香港發售股份持有人除外; 發售股份自國際發售重新分配至香港公開發售,且有關重新 • 「如 閣下成功申請認購香港發售股份(全部或部分)」; 分配並非根據上市規則的第18項應用指引進行,根據指引信 及 HKEx-GL91-18,可重新分配至香港公開發售的最大發售股 • 「退回申請款項」。 份總數將為7,000,000股,故此香港公開發售可供認購的發售 招股章程「如何申請香港發售股份」一節的以下部分在香港結 股份總數將增至14,000,000股發售股份,為全球發售初步可 算代理人作簽署人的情況下並不適用: 供認購的發售股份數目約20%,最終發售價須釐定為招股章 • 「8. 閣下可提交的申請數目」;及 程所述發售價範圍的下限(即每股發售股份3.75港元)。 • 「12. 閣下不獲配發發售股份的情況」。 如 閣下成功申請認購香港發售股份(全部或部分) 閣下提供給香港中央證券登記有限公司的資料的有關影響 如 閣下申請認購1,000,000股或以上香港發售股份並已提供 香港中央證券登記有限公司及與其有關連的法人團體、董 申請表格規定的全部資料, 閣下可於2021 年7 月9 日(星期 事、高級人員、僱員及代理(「 代表 」)在法律所容許的最大 五)或我們通過公告公佈的其他日期上午九時正至下午一時 限度內明確拒絕承認及免除在任何方面與申請人或代表申請 正,親身前往香港中央證券登記有限公司(地址為香港灣仔 人在此文件提供的或與此文件或在此文件下提供的任何服務 皇后大道東183號合和中心17樓1712-1716室)領取退款支票 相關的任何資料,或任何申請人或代表申請人提供與此文件 及╱或股票。 或在此文件下提供的任何服務相關的任何其他書面或口頭通
如 閣下並無在指定領取時間內親身領取退款支票及╱或股 票,有關股票將會立刻以普通郵遞方式寄往本申請表格所示 地址,郵誤風險由 閣下承擔。
若 閣下未獲分配任何香港發售股份或申請僅部分獲接納, 釐定發售價及香港發售股份的分配 本公司將不計利息退回 閣下的申請股款(包括相關的1.0%1.0% 預期發售價將於20212021 年77 月55 日(星期一)或前後釐定。申請 經紀佣金、0.0027%0.0027% 證監會交易徵費及 0.005% 聯交所交易 人須繳付每股香港發售股份 4.55 港元的最高發售價,另加 費)。 1.0%經紀佣金、0.0027%證監會交易徵費及0.005%聯交所交經紀佣金、0.0027%證監會交易徵費及0.005%聯交所交0.0027%證監會交易徵費及0.005%聯交所交證監會交易徵費及0.005%聯交所交0.005%聯交所交聯交所交 如發售價低於最高發售價,本公司將不計利息退回多收申請 易費。倘本公司與獨家全球協調人(為其本身及代表包銷商) 股款(包括相關的1.0%經紀佣金、0.0027%證監會交易徵費1.0%經紀佣金、0.0027%證監會交易徵費經紀佣金、0.0027%證監會交易徵費0.0027%證監會交易徵費證監會交易徵費 並無於20212021 年77 月88 日(星期四)或之前協定發售價,全球發 及0.005%聯交所交易費)。0.005%聯交所交易費)。聯交所交易費)。 售將不會進行。 有關退款程序載於招股章程「如何申請香港發售股份」一節 截止登記認購申請前,概不處理香港發售股份的申請或配發 「寄發╱領取股票及退回股款」。 任何香港發售股份。
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「退回申請款項」。
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招股章程「如何申請香港發售股份」一節的以下部分在香港結 算代理人作簽署人的情況下並不適用:
香港中央證券登記有限公司及與其有關連的法人團體、董 事、高級人員、僱員及代理(「 代表 」)在法律所容許的最大 限度內明確拒絕承認及免除在任何方面與申請人或代表申請 人在此文件提供的或與此文件或在此文件下提供的任何服務 相關的任何資料,或任何申請人或代表申請人提供與此文件 或在此文件下提供的任何服務相關的任何其他書面或口頭通 訊,有關或相關由申請人或任何其他人士或實體所遭受或招 致不論如何造成的任何損失或損害的任何法律責任。此包 括,但不限於,該等資料中不論如何造成的任何錯誤或遺 漏,或代表或任何其他人士或實體對該等資料或任何該等資 料的文件記錄、影像、記錄或複製品或其準確性、完整性、 合時性或可靠性作出任何依賴。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
Personal Data
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Personal Information Collection Statement 3. Transfer of personal data This Personal Information Collection Statement informs the Personal data held by the Company and its Hong Kong applicant for, and holder of, Hong Kong Offer Shares, of the Share Registrar relating to the securities holders will policies and practices of the Company and its Hong Kong be kept confidential but the Company and its Hong Share Registrar in relation to personal data and the Personal Kong Share Registrar may, to the extent necessary for Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong achieving any of the above purposes, disclose, obtain Kong) (the “ Ordinance ”). or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:
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1. Reasons for the collection of your personal data • the Company’s appointed agents such as financial It is necessary for applicants and registered holders advisers, receiving bank and overseas principal of securities to supply correct personal data to the share registrar; Company or its agents and the Hong Kong Share • where applicants for securities request a deposit Registrar when applying for securities or transferring into CCASS, HKSCC or HKSCC Nominees, who securities into or out of their names or in procuring the will use the personal data for the purposes of services of the Hong Kong Share Registrar. operating CCASS; Failure to supply the requested data may result in your • a n y a g e n t s , c o n t r a c t o r s o r t h i r d - p a r t y application for securities being rejected, or in delay or service providers who offer administrative, the inability of the Company or its Hong Kong Share telecommunications, computer, payment or other Registrar to effect transfers or otherwise render their services to the Company or the Hong Kong Share services. It may also prevent or delay registration or Registrar in connection with their respective transfers of the Hong Kong Offer Shares which you business operation; have successfully applied for and/or the dispatch of • the Stock Exchange, the SFC and any other share certificate(s) and/or refund check(s) to which you statutory regulatory or governmental bodies or are entitled. otherwise as required by laws, rules or regulations; It is important that securities holders inform the and Company and the Hong Kong Share Registrar • any persons or institutions with which the immediately of any inaccuracies in the personal data securities’ holders have or propose to have supplied. dealings, such as their bankers, solicitors, accountants or stockbrokers etc.
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2. Purposes The personal data of the securities holders may be used, 4. Retention of personal data held, processed, and/or stored (by whatever means) for The Company and its Hong Kong Share Registrar will the following purposes: keep the personal data of the applicants and holders of • processing your application and refund check, securities for as long as necessary to fulfil the purposes where applicable, verification of compliance with for which the personal data were collected. Personal the terms and application procedures set out in data which is no longer required will be destroyed or this Application Form and the Prospectus and dealt with in accordance with the Ordinance. announcing results of allocation of the Hong Kong Offer Shares; 5. Access to and correction of personal data
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• compliance with applicable laws and regulations Securities holders have the right to ascertain whether in Hong Kong and elsewhere; the Company or the Hong Kong Share Registrar hold
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• registering new issues or transfers into or out of their personal data, to obtain a copy of that data, and to the names of securities’ holders including, where correct any data that is inaccurate. The Company and applicable, HKSCC Nominees; the Hong Kong Share Registrar have the right to charge
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• maintaining or updating the register of securities’ a reasonable fee for the processing of such requests. holders of the Company; All requests for access to data or correction of data
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• verifying securities holders’ identities; should be addressed to us, at our registered address • establishing benefit entitlements of securities’ disclosed in the “Corporate Information” section of holders of the Company, such as dividends, rights the Prospectus or as notified from time to time, for issues, bonus issues, etc.; the attention of the company secretary, or our Hong
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• distributing communications from the Company Kong Share Registrar for the attention of the privacy and its subsidiaries; compliance officer.
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• compiling statistical information and securities’ holder profiles; By signing an Application Form or by giving electronic
Personal Information Collection Statement
This Personal Information Collection Statement informs the applicant for, and holder of, Hong Kong Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).
- Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
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disclosing relevant information to facilitate claims on entitlements; and
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any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
個人資料
個人資料收集聲明
此項個人資料收集聲明是向香港發售股份的申請人及 持有人說明本公司及其香港證券登記處有關個人資料 和香港法例第486章個人資料(私隱)條例(「 條例 」)方 面的政策及慣例。
**3. 轉交個人資料** 本公司及其香港證券登記處所持有關證券持有人 的個人資料將會保密,但本公司及其香港證券登 記處可在將資料作上述用途的必要情況下,向下 列任何人士披露、獲取或轉交(無論在香港境內 或境外)有關個人資料:
1. 收集 閣下個人資料的原因 • 本公司委任的代理,例如財務顧問、收款銀 證券申請人及登記持有人以本身名義申請證券或 行和主要海外股份過戶登記處; 轉讓或受讓證券或尋求香港證券登記處的服務 • (如證券申請人要求將證券存於中央結算系 時,必須向本公司或其代理及香港證券登記處提 統)香港結算或香港結算代理人;彼等將會 供準確個人資料。 就中央結算系統的運作使用有關個人資料; 未能提供所要求的資料可能導致 閣下申請證券 • 向本公司或香港證券登記處提供與其各自業 被拒或延遲,或本公司或其香港證券登記處無法 務營運有關的行政、電訊、電腦、付款或其 落實轉讓或提供服務。此舉亦可能妨礙或延遲登 他服務的任何代理、承包商或第三方服務供 記或轉讓 閣下成功申請的香港發售股份及╱或 應商; 寄發 閣下應得的股票及╱或退款支票。 • 聯交所、證監會及任何其他法定監管機關或 證券持有人所提供的個人資料如有任何錯誤,須 政府部門或遵照其他法例、規則或法規;及 立即通知本公司及香港證券登記處。 • 證券持有人與其進行或擬進行交易的任何人 士或機構,例如彼等的銀行、律師、會計師
2. 用途 或股票經紀等。 證券持有人的個人資料可作下列用途及以任何方 式使用、持有、處理及╱或保存: 4. 個人資料的保留 • 處理 閣下的申請及退款支票(如適用)、核 本公司及其香港證券登記處將按收集個人資料所 實是否符合本申請表格及招股章程所載條款 需的用途保留證券申請人及持有人的個人資料。 和申請程序以及公佈香港發售股份的分配結 毋須保留的個人資料將會根據條例銷毀或處理。 果;
• 遵守香港及其他地區的適用法律法規; 5. 查閱及更正個人資料 • 以證券持有人(包括香港結算代理人(如適 證券持有人有權確定本公司或香港證券登記處是 用))的名義登記新發行證券或轉讓或受讓證 否持有其個人資料,並有權索取有關該資料的副 券; 本並更正任何不準確資料。本公司和香港證券登
• 存置或更新本公司證券持有人的名冊; 記處有權就處理任何該等要求收取合理費用。 • 核實證券持有人的身份; 所有查閱資料或更正資料的要求應按招股章程 • 確定本公司證券持有人的受益權利,如股 「公司資料」一節所披露或不時通知的本公司註冊 息、供股和紅股等; 地址送交公司秘書,或向本公司的香港證券登記
• 分發本公司及其附屬公司的通訊; 處的私隱事務主任提出。 • 編製統計數據和證券持有人資料;
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披露有關資料以便就權益索償;及
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與上述有關的任何其他附帶或相關用途及╱ 或使本公司及香港證券登記處能履行對證券 持有人及╱或監管機構承擔的責任及╱或 證券持有人可能不時同意的任何其他用途。
閣下簽署申請表格或向香港結算發出電子認購指示, 即表示同意上述各項。