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Lineage Cell Therapeutics Inc. — Director's Dealing 2021
Feb 12, 2021
6895_dirs_2021-02-12_5c052063-d43c-4602-a30a-d45266485bb1.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Lineage Cell Therapeutics, Inc. (LCTX)
CIK: 0000876343
Period of Report: 2020-12-31
Reporting Person: KINGSLEY ALFRED D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-01 | Common Shares, no par value | G | 17500 | — | Disposed | 5408445 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, no par value | 1043346 | Indirect |
| Common Shares, no par value | 375351 | Indirect |
Footnotes
F1: During December 2020, Mr. Kingsley gifted a total of 17,500 common shares.
F2: Held by Greenbelt Corporation, of which Mr. Kingsley is an executive officer, director, and controlling shareholder. Mr. Kingsley disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
F3: Held by Greenway Partners, LP, of which Mr. Kingsley is the General Partner and has sole voting and dispositive control.
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