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Lineage Cell Therapeutics Inc. Director's Dealing 2021

Feb 12, 2021

6895_dirs_2021-02-12_5c052063-d43c-4602-a30a-d45266485bb1.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Lineage Cell Therapeutics, Inc. (LCTX)
CIK: 0000876343
Period of Report: 2020-12-31

Reporting Person: KINGSLEY ALFRED D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-01 Common Shares, no par value G 17500 Disposed 5408445 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares, no par value 1043346 Indirect
Common Shares, no par value 375351 Indirect

Footnotes

F1: During December 2020, Mr. Kingsley gifted a total of 17,500 common shares.

F2: Held by Greenbelt Corporation, of which Mr. Kingsley is an executive officer, director, and controlling shareholder. Mr. Kingsley disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.

F3: Held by Greenway Partners, LP, of which Mr. Kingsley is the General Partner and has sole voting and dispositive control.