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Lineage Cell Therapeutics Inc. — Director's Dealing 2021
Jul 2, 2021
6895_dirs_2021-07-01_33678362-55dc-45ab-a1ec-74c87aa7b0bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lineage Cell Therapeutics, Inc. (LCTX)
CIK: 0000876343
Period of Report: 2021-07-01
Reporting Person: BRADSHER NEAL C (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-01 | OPTION TO PURCHASE COMMON SHARES | $2.86 | A | 50000 | Acquired | 2031-07-01 | COMMON SHARES (50000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| OPTION TO PURCHASE COMMON SHARES | $0.8263 | 2030-07-01 | COMMON SHARES (40000) | 40000 | Direct |
| OPTION TO PURCHASE COMMON SHARES | $1.03 | 2029-06-30 | COMMON SHARES (40000) | 40000 | Direct |
| OPTION TO PURCHASE COMMON SHARES | $1.67 | 2023-06-30 | COMMON SHARES (49440) | 49440 | Direct |
| OPTION TO PURCHASE COMMON SHARES | $2.55 | 2022-06-30 | COMMON SHARES (24720) | 24720 | Direct |
Footnotes
F1: These options will vest and become exercisable on July 1, 2022, provided, that Neal C. Bradsher (the "Reporting Person") remains a member of the board of directors of Lineage Cell Therapeutics, Inc. (the "Issuer") on that date.
F2: These options were granted to the Reporting Person by the Issuer on July 1, 2021 as director compensation pursuant to the Issuer's 2012 Equity Incentive Plan, as amended.
F3: These options are currently exercisable.
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