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Lineage Cell Therapeutics Inc. Director's Dealing 2021

Jul 2, 2021

6895_dirs_2021-07-01_33678362-55dc-45ab-a1ec-74c87aa7b0bd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Lineage Cell Therapeutics, Inc. (LCTX)
CIK: 0000876343
Period of Report: 2021-07-01

Reporting Person: BRADSHER NEAL C (Director, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-01 OPTION TO PURCHASE COMMON SHARES $2.86 A 50000 Acquired 2031-07-01 COMMON SHARES (50000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
OPTION TO PURCHASE COMMON SHARES $0.8263 2030-07-01 COMMON SHARES (40000) 40000 Direct
OPTION TO PURCHASE COMMON SHARES $1.03 2029-06-30 COMMON SHARES (40000) 40000 Direct
OPTION TO PURCHASE COMMON SHARES $1.67 2023-06-30 COMMON SHARES (49440) 49440 Direct
OPTION TO PURCHASE COMMON SHARES $2.55 2022-06-30 COMMON SHARES (24720) 24720 Direct

Footnotes

F1: These options will vest and become exercisable on July 1, 2022, provided, that Neal C. Bradsher (the "Reporting Person") remains a member of the board of directors of Lineage Cell Therapeutics, Inc. (the "Issuer") on that date.

F2: These options were granted to the Reporting Person by the Issuer on July 1, 2021 as director compensation pursuant to the Issuer's 2012 Equity Incentive Plan, as amended.

F3: These options are currently exercisable.