Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Lineage Cell Therapeutics Inc. Director's Dealing 2017

Jul 13, 2017

6895_dirs_2017-07-12_9b144d9a-4c0c-4951-aec5-0ad6e2aed6aa.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2017-07-10

Reporting Person: MOHANTY ADITYA P. (Director, Co-Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-10 Common Shares, no par value M 4687 $0.00 Acquired 83958 Direct
2017-07-10 Common Shares, no par value F 1762 $3.09 Disposed 82196 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-07-10 Restricted Stock Units $0.00 M 4687 Disposed Common Shares (4687) Direct

Footnotes

F1: Does not include 51,563 Restricted Stock Units payable in shares of the Issuer's common stock that have not vested as of the date of this Report and shares that may be acquired upon the exercise of certain stock options.

F2: Securities withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 4,687 Restricted Stock Units, the grant of which
was previously reported on a Form 4.

F3: Restricted Stock Units vested on July 10, 2017.