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Lineage Cell Therapeutics Inc. — Director's Dealing 2017
Jul 13, 2017
6895_dirs_2017-07-12_9b144d9a-4c0c-4951-aec5-0ad6e2aed6aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIOTIME INC (BTX)
CIK: 0000876343
Period of Report: 2017-07-10
Reporting Person: MOHANTY ADITYA P. (Director, Co-Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-10 | Common Shares, no par value | M | 4687 | $0.00 | Acquired | 83958 | Direct |
| 2017-07-10 | Common Shares, no par value | F | 1762 | $3.09 | Disposed | 82196 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-10 | Restricted Stock Units | $0.00 | M | 4687 | Disposed | Common Shares (4687) | Direct |
Footnotes
F1: Does not include 51,563 Restricted Stock Units payable in shares of the Issuer's common stock that have not vested as of the date of this Report and shares that may be acquired upon the exercise of certain stock options.
F2: Securities withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 4,687 Restricted Stock Units, the grant of which
was previously reported on a Form 4.
F3: Restricted Stock Units vested on July 10, 2017.
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