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Lineage Cell Therapeutics Inc. — Director's Dealing 2017
Jan 11, 2017
6895_rns_2017-01-11_e1a246d3-9238-4ab5-8e08-6efc08aa7716.pdf
Director's Dealing
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
Form 4 Transactions Reported.
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0362 Estimated average burden hours per response: 1.0
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| * 1. Name and Address of Reporting Person GREENBELT CORP /NY |
2. Issuer Name and Ticker or Trading Symbol BIOTIME INC [ BTX ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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|---|---|---|---|---|---|---|---|---|
| (Last) (First) (Middle) |
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year) 12/31/2016 |
Director 10% Owner Officer (give title Other (specify X below) below) |
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| 150 E. 57TH STREET | See Remarks | |||||||
| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
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| NEW YORK | NY | 10022 | X Form filed by One Reporting Person |
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| (City) | (State) | (Zip) | Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security (Instr. 3) | 2. Transaction Date |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities |
6. Ownership |
7. Nature of Indirect |
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|---|---|---|---|---|---|---|---|---|---|
| (Month/Day/Year) | Amount | (A) or (D) |
Price | Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) |
Form: Direct (D) or Indirect (I) (Instr. 4) |
Beneficial Ownership (Instr. 4) |
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| Common Shares, no par value | 12/01/2016 (1) |
G | 69,300 | D | (1) | 1,381,805 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Explanation of Responses:
- During December 2016, Greenbelt Corp. gifted a total of 69,300 common shares to certain charitable organizations.
Remarks:
Greenbelt Corp. is an affiliate of Alfred D. Kingsley, a director of BioTime, Inc.

01/05/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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